Search for: "DIVISION OF RISK MANAGEMENT"
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14 Jul 2023, 2:04 am
The Division never issued the required reports, and the Risk Management Committee has never met. [read post]
31 Aug 2017, 2:11 pm
Harris has been named Director of the agency's Division of Economic and Risk Analysis (DERA). [read post]
2 Aug 2012, 5:00 am
[WCx] WorkCover NSW Work Health and Safety Division General Manager John Watson said the changes were part of a national approach to uniform licensing and mobility across Australia. [read post]
29 May 2015, 7:00 am
Last month, the SEC division of Investment Management released Investment Management Guidance in which it discusses a number of measures that investment advisers may wish to consider when addressing cybersecurity risks. [read post]
7 Aug 2013, 8:18 am
The US Information Security and Privacy Board (ISPAB) voiced concerns over potential harms resulting from a lack of controlled management of cybersecurity in wireless medical devices in response to FDA’s draft guidance, “Content of Premarket Submissions for Management of Cybersecurity in Medical Devices. [read post]
9 Jan 2012, 7:43 am
The other risk management disclosures include how management is monitoring and mitigating exposures to the selected countries, including any stress testing performed and the effects of indirect exposure in the analysis of risk. [read post]
13 Apr 2022, 1:39 pm
Who Should Do What on Legal and Regulatory Risk? [read post]
19 Aug 2013, 2:26 pm
It concludes by emphasizing that a Risk and Examinations Office has recently been created within the Division of Investment Management, and this office, in coordination with the SEC’s Office of Compliance Inspections and Examinations, will focus on risk management activities related to commodity interests and other derivatives. [read post]
18 Sep 2019, 10:11 am
Merrill Lynch is the broker-dealer division of Bank of America Corporation. [read post]
1 Jun 2024, 9:05 pm
How should regulators manage these risks? [read post]
26 Dec 2013, 4:25 pm
“Supervisory Insights is published by the FDIC’s Division of Risk Management Supervision to promote sound principles and practices for bank supervision. [read post]
6 Feb 2020, 11:59 am
This is not always an easy task, as many organizations do not have a centralized vendor management system or single point of procurement for their suppliers, so conducting an enterprise-wide outreach to various business units and divisions to obtain this information may be necessary. [read post]
12 Jul 2008, 4:24 am
Simply stated, management buyouts involve the acquisition of a division of a company or the shares in a company, in each case by the managers who have been handling the affairs of such division or company. [read post]
19 Aug 2019, 1:12 pm
Ken Crutchfield was previously Senior Vice President & General Manager for the Bloomberg Tax Technology division of Bloomberg BNA was named Vice President & General Manager of Legal Markets at Wolters Kluwer. [read post]
20 Dec 2012, 5:00 am
The Private Equity Initiative is coordination between RiskFin, the Division of Investment Management, and OCIE to identify private equity fund advisers that are at higher risk for certain specific fraudulent behavior. [read post]
20 Dec 2012, 5:00 am
The Private Equity Initiative is coordination between RiskFin, the Division of Investment Management, and OCIE to identify private equity fund advisers that are at higher risk for certain specific fraudulent behavior. [read post]
13 Nov 2017, 7:00 am
Other panelists echoed the concerns about failures to register and what FINRA examination manager Gene C. [read post]
27 Oct 2016, 8:48 am
“From well-publicized large scale breaches and findings in their own risk analyses, OHSU had every opportunity to address security management processes that were insufficient,” said OCR Director Jocelyn Samuels. [read post]
17 May 2010, 5:01 pm
” The division president will quickly “help” the general manager of the unit at the top of such a list “refocus his priorities. [read post]
18 Feb 2022, 12:16 pm
Registered Investment Advisors Fee Calculations found Lacking According to a Risk Alert published by the SEC On November 10, 2021, the regulator’s Division of Examinations (formerly known as the OCIE) shared examiners’ observations regarding investment advisors’ fee calculations. [read post]
