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11 May 2015, 9:05 pm
[Ira Stoll] Dodd-Frank “say on pay” failed to slow rise in CEO compensation, and it would help to understand why [Marc Hodak vs. [read post]
5 May 2015, 9:30 pm
The proposed rule, which implements a mandate in the 2010 Dodd-Frank Act, would affect about 6,000 corporations across the country. [read post]
24 Apr 2015, 10:49 am
Daniel H. [read post]
18 Mar 2015, 6:50 am
This: Click for the full PDF file SEC Commissioner Daniel M. [read post]
10 Mar 2015, 5:39 pm
.), Chairman of the Subcommittee on Health, Employment, Labor and Pensions, said they were prompted to write by recent claims by SEC Commissioner Daniel Gallagher that DOL’s efforts to engage the SEC were a mere “check the box” exercise.DOL rulemaking. [read post]
6 Mar 2015, 5:30 am
Securities and Exchange Commission Commissioner Daniel Gallagher issued a statement this week saying the accumulated effect of regulations on the financial services industry since the Dodd-Frank Act was passed have amounted to “death by a thousand cuts. [read post]
24 Feb 2015, 5:04 pm
” Commissioner Daniel Gallagher commented on the fact that the Commission is “not even halfway done implementing our Dodd-Frank mandates” and reiterated prior comments calling Dodd-Frank a “monstrosity that is in substantial part untethered to the cause of the crisis. [read post]
11 Feb 2015, 9:05 pm
Luetkemeyer likely to keep up the pressure on regulators [Kevin Funnell] “Fed Officials Accused of Perjury in AIG Bailout Trial” [Lawrence Cunningham, Concurring Opinions] “Standard & Poor’s Settlement Shows Futility Of Fighting Government Policy” [Daniel Fisher, earlier] Tweet Tags: banks, Dodd-Frank, FATCA, Operation Choke Point, SwitzerlandBanking and finance roundup is a post from Overlawyered - Chronicling the high cost of our legal… [read post]
11 Feb 2015, 5:00 am
For investment advisers the split is based on Assets Under Management and Dodd-Frank raised the AUM level from $25 million to $100 million. [read post]
10 Feb 2015, 8:20 am
As finance director of Neo@Ogilvy North America (Neo), Daniel Berman was responsible for financial reporting and compliance with GAAP and the accounting policies of Neo’s parent. [read post]
10 Feb 2015, 5:00 am
For investment advisers the split is based on Assets Under Management and Dodd-Frank raised the AUM level from $25 million to $100 million. [read post]
4 Feb 2015, 9:30 pm
In January, SEC Commissioner Daniel Gallagher described what he sees as several problems hurting the global competitiveness of U.S. capital markets. [read post]
30 Jan 2015, 11:08 am
For further details and analysis, please see the recent Reed Smith Client Alert by Marcus Dodds, William Howard, Daniel Jepson and Olga Newman. [read post]
30 Jan 2015, 11:08 am
For further details and analysis, please see the recent Reed Smith Client Alert by Marcus Dodds, William Howard, Daniel Jepson and Olga Newman. [read post]
28 Dec 2014, 4:13 pm
Lippe, Paul and Katz, Daniel Martin and Jackson, Daniel H, Legal by Design: A New Paradigm for Handling Complexity in Banking Regulation and Elsewhere in Law (December 16, 2014). [read post]
14 Dec 2014, 1:02 pm
This policy change is supported by the Federal Reserve Board, with Fed Governor Daniel Tarullo calling on Congress to boost the policy statement threshold to $1 billion in a speech in November. [read post]
7 Nov 2014, 4:00 am
Gallagher: Dodd-Frank Has SEC ‘Shoveling Manure’ for ‘No Discernible Purpose’ by Bruce Carton in Compliance Week In his latest attack on the law he recently called “Dodd-Frankenstein,” SEC Commissioner Daniel S. [read post]
2 Nov 2014, 5:11 pm
” See also: Daniel Martin Katz & Michael J. [read post]
2 Sep 2014, 10:58 am
Implementation of the rules was mandated by the Dodd-Frank Act.While the new rules contain numerous provisions, Gallagher and Piwowar objected to two sections in particular. [read post]
22 Aug 2014, 8:51 am
I say “as anticipated” because the Dodd Frank Wall Street Reform and Consumer Protection Act extended MSRB’s jurisdiction to permit the regulation of municipal advisors way back in 2010. [read post]
