Search for: "David Sachs"
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17 May 2019, 6:06 am
Securities and Exchange Commission, on Monday, May 13, 2019 Tags: Broker-dealers, Cryptocurrency, Financial technology, Howey test, ICOs, Regulation A, SEC, SEC enforcement, Securities enforcement, Securities regulation Goldman Sachs and the 1MDB Scandal Posted by Dennis M. [read post]
13 May 2019, 3:51 pm
" As someone who thinks the Court ought to pay a lot of attention to text, but also that they've mostly been right about sovereign immunity doctrine thus far—a "rara avis," like David Currie or Will Baude—taking care with these distinctions is especially important. [read post]
26 Apr 2019, 3:00 am
That’s because corporate demand has far exceeded that from all other investors combined, according to strategists led by David Kostin. [read post]
6 Feb 2019, 2:00 am
Feinberg began his career as equity research analyst for Goldman Sachs and later Morgan Stanley, where he first covered legacy PEOs. [read post]
30 Jan 2019, 1:03 pm
According to FINRA Disciplinary actions for January 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Alfaro, Jennifer JP Morgan Securities LLC JP Morgan Chase Bank Austin, Aaron LPL Financial LLC M&T Securities, Inc Austin, Phillip JP… [read post]
29 Jan 2019, 10:54 am
David Strauss will deliver a keynote address. [read post]
28 Jan 2019, 3:01 pm
David Strauss will deliver a keynote address. [read post]
17 Jan 2019, 11:28 am
Teresa Ficken Sachs argued for the township. [read post]
14 Jan 2019, 4:00 am
Sanders, David M. [read post]
14 Nov 2018, 4:07 pm
Some Originalists, such as Professors Will Baude and Steve Sachs, think Originalism is already our law and have even argued that cases such as Justice Kennedy's gay rights opinions can be defended on an originalist basis. [read post]
14 Nov 2018, 4:07 pm
Some Originalists, such as Professors Will Baude and Steve Sachs, think Originalism is already our law. [read post]
19 Oct 2018, 4:32 am
This statute is intended “to protect our citizens against the dangers of legal representation and advice given by persons not trained, examined and licensed for such work, whether they be laymen or lawyers from other jurisdictions” (Spivak v Sachs, 16 NY2d 163, 168 [1965]). [read post]
4 Oct 2018, 6:31 am
Attorney David Breemer of the Pacific Legal Foundation argued the case on Knick’s behalf. [read post]
22 Aug 2018, 1:18 pm
David Strauss will deliver a keynote address. [read post]
22 Aug 2018, 12:40 pm
David Strauss will deliver a keynote address. [read post]
15 Aug 2018, 2:59 pm
Wodehouse Zachary Kramer zachary_kramer Arizona State Kris Mayes krismayes Arizona State Steve Clowney steveclowney Arkansas-Fayetteville Property Race & the Law Land Use Steve Clowney steveclowney Arkansas-Fayetteville Property Land Use Brian Gallini profcoachg Arkansas-Fayetteville Criminal Law Criminal Procedure Legal Education Stacy Leeds stacyleeds Arkansas-Fayetteville Property American Indian Law Legal Education Jill Lens… [read post]
10 Aug 2018, 6:11 am
Ryan, K&L Gates LLP, on Friday, August 3, 2018 Tags: Information environment, Investment advisers, Investment Advisers Act, Reputation, SEC, SEC enforcement, Securities enforcement, Securities regulation, Social media The Regulation of Proxy Advisors Posted by Steve Seelig and Puneet Arora, Willis Towers Watson, on Friday, August 3, 2018 Tags: Corporate Governance Reform and Transparency Act, Glass Lewis, Institutional… [read post]
7 Aug 2018, 7:52 pm
The launch event featured a panel discussion moderated by Jen Daskal, with an ensemble cast of law enforcement experts, including Lawfare contributing editor David Kris, David Bitkower, Ethan Arenson, Jane Horvath, and Michael Sachs. [read post]
4 Aug 2018, 8:10 am
On July 12, 2018, the General Court of the European Union dismissed Goldman Sachs’s appeal of a decision finding it jointly and severally liable for the cartel conduct of a portfolio company held by funds controlled by Goldman Sachs. [read post]
30 Jul 2018, 10:44 am
David Schwartz, Jay Kesan & Anne Layne-Farrar – Empirical study of patents acquired by hybrid PAEs (those subject to some level of operating company control).James Stern – Patent holders should be able to obtain a final determination that their patents are valid.Breakout 2 – Law, Norms, FormsJorge Contreras – FRAND policies are governed by the jurisdiction in which the standards-development organization is based, threatening a race to the… [read post]
