Search for: "Department of Corrections v. Public Utilities Commission" Results 141 - 160 of 165
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14 Dec 2018, 7:16 pm
I had earlier circulated information about the marvelous conference “变化世界中的公司”2018 年国际学术研讨会--2018 International Symposium on The Corporation in a Changing World, including the program and participant lists in 中国语文 and English (HERE).I was delighted to be part of this event that considered a range of corporate law related issues from a comparative… [read post]
22 Dec 2020, 9:43 am by CFM Admin
The Securities and Exchange Commission (the “SEC”) has provided a model form and accompanying instructions for firm privacy policies. [read post]
18 Apr 2024, 10:20 am by David Aaron
The bill would also enhance individual accountability by requiring the FBI to maintain written records of queries (including its justification) and requiring the Department of Justice to review queries within 180 days of when they were conducted. [read post]
15 Dec 2022, 4:00 am by CFM Admin
Although the project is being conducted in a purely experimental fashion using simulated data, the pilot can be seen as one of the first steps taken by a governmental agency towards creating a central bank digital currency.SEC v. [read post]
15 Dec 2022, 8:00 am by CFM Admin
Although the project is being conducted in a purely experimental fashion using simulated data, the pilot can be seen as one of the first steps taken by a governmental agency towards creating a central bank digital currency.SEC v. [read post]
15 Dec 2017, 9:01 am by CFM Admin
These financial statements must be audited by an independent certified public accountant or independent public accountant if the adviser has custody and is not a GP RIA. [read post]
15 Dec 2017, 9:01 am by CFM Admin
These financial statements must be audited by an independent certified public accountant or independent public accountant if the adviser has custody and is not a GP RIA. [read post]
7 Nov 2023, 7:30 am by Elizabeth Goitein
When it comes to the utility of warrantless searches for Americans’ communications, however, the record is notably thin. [read post]
22 Jul 2014, 7:00 am by Bill Marler
Additionally, the receipt of this warning letter and any action taken to correct the violations cited in it do not preclude a subsequent criminal prosecution by the United States Department of Justice[15]. [read post]
21 Jul 2014, 10:01 pm by Bill Marler
Additionally, the receipt of this warning letter and any action taken to correct the violations cited in it do not preclude a subsequent criminal prosecution by the United States Department of Justice[15]. [read post]
18 Dec 2023, 2:48 pm by CFM Admin
The SEC noted that it relies on a risk-based approach, utilizing industry- and firm-level data as well as information provided on disclosure documents such as Form ADV and Form PF to identify high-risk advisers. [read post]
8 Dec 2021, 7:27 am by CFM Admin
Disclosure documents that are materially inaccurate or incomplete must be promptly corrected, and redistributed to pool participants. [read post]
8 Dec 2021, 11:27 am by CFM Admin
Disclosure documents that are materially inaccurate or incomplete must be promptly corrected, and redistributed to pool participants. [read post]