Search for: "Deutsche Bank Securities Limited"
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18 Oct 2023, 9:01 pm
(DIMA) for material misstatements and shortcomings in its policies and procedures related to Environmental, Social and Governance (ESG) investing.[1] TheOrder resolves a longstanding investigation by the SEC into “greenwashing” allegations against Deutsche Bank AG’s asset-management arm, DWS Group (DWS), which we discussed in our September 20, 2021 Advisory. [read post]
15 Nov 2023, 6:26 am
According to the SEC’s orders, the companies obtained qualification from the SEC for their securities offerings using Regulation A—which provides companies a limited exemption from registration under the Securities Act as long as they meet specific requirements—but subsequently made one or more significant changes to their offerings that made the offerings no longer meet the requirements of the exemption, such as increasing the number of shares offered,… [read post]
9 Aug 2012, 7:30 am
Remanufacturing & Design Group, the court ruled that while the plaintiff TRT produced strong circumstantial evidence that the defendant Deutsch may have misappropriated or disclosed its trade secrets, the “evidence is also consistent with the direct evidence that Deutsch did not in fact do so. [read post]
9 Mar 2011, 1:14 am
Treasury Bonds from Deutsche bank which then sold them back to Blackvest at a future date. [read post]
16 Apr 2019, 11:52 am
The strategy entailed the sale of options on the S&P 500 Index, which purportedly had limited or capped upside and downside exposure. [read post]
15 Sep 2021, 6:00 am
FinCEN within the Treasury Department is tasked with combating financial crimes, but they proved ineffectual at shutting money laundering down in banks like JPMORGAN, Chase, HSBC, Standard Chartered, Deutsche Bank and Bank of New York Mellon who moved money for suspected criminals. [read post]
9 May 2011, 1:40 am
The lawsuit, which names as defendants not only AIG but also the transaction counterparties (which included Goldman Sachs, Deutsche Bank, Bank of America and Societe Generale), alleges that the Fed’s loans were improper because they were made without first obtaining a pledge of appropriate collateral as required by applicable law. [read post]
4 Oct 2021, 6:24 am
Exemption for listed entities Transfers of shares to new shareholders through a stock market transaction are not subject to the limitations above. [read post]
31 Mar 2020, 4:31 am
Security and Trusts / Agency For trusts created in Venezuela, the trustee must be a local bank or insurance company authorised to operate as such. [read post]
5 Oct 2020, 8:17 am
As with the Mazars and Deutsche Bank cases, it is entirely unclear when—or even if—this case will ever be decided on the merits. [read post]
1 Oct 2008, 3:23 pm
The deal was to be financed by Credit Suisse and Deutsche Bank, both of whom proffered commitment letters when the deal was signed and vouched to finance provided Huntsman could offer a "customary and reasonably satisfactory" solvency certificate prior to closing the financing. [read post]
22 Feb 2010, 4:32 pm
According to Deutsche Bank's April 2009 report, The Future Refinancing Crisis in Commercial Real Estate, at least two-thirds of loans maturing between 2009 and 2018, totaling $410 billion, likely will not qualify for refinancing at maturity. [read post]
29 May 2020, 6:10 am
AG (German public limited company): the minimum shareholding must also be more than 10 per cent for the loan to be subordinated. [read post]
10 Jul 2021, 7:00 am
Such companies you find in Germany’s TOP 30 stock corporations, the BKA works with such companies, banks like Commerzbank or Deutsche Bank do business with such companies. [read post]
10 Jul 2021, 7:00 am
Such companies you find in Germany’s TOP 30 stock corporations, the BKA works with such companies, banks like Commerzbank or Deutsche Bank do business with such companies. [read post]
10 Jul 2020, 7:24 am
Deutsche Bank AG, involved a total of four broad subpoenas emanating from three congressional committees seeking extensive financial information about Trump, his children, other family members or affiliated businesses. [read post]
29 Nov 2023, 9:01 pm
” The SEC’s press release specifically called out actions against several large banks, among 22 other advisory firms, broker-dealers, and credit rating agencies, which resulted in over $400 million in penalties. [read post]
13 May 2020, 6:20 am
Deutsche Bank Oral Arguments for Petitioner, Donald J. [read post]
6 Mar 2020, 6:51 am
Registration is required to perfect security such as that over land, mortgages and charges created by companies and limited liability partnerships (“LLP“s). [read post]
6 Sep 2023, 1:39 am
Deutsche Bank, ING, or Crédit Agricole) Phone plans While prepaid SIM cards and travel eSIMs are good for short trips to Italy, a contract usually makes more sense in the long run. [read post]
