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13 Feb 2024, 9:05 pm by renholding
How does this compare with SEC rulemaking under prior administrations? [read post]
13 Feb 2024, 9:09 am by CFM Admin
Notwithstanding the foregoing, state registered investment advisers and ERAs (excluding VC Advisers) are not expressly exempt from complying with the CTA, however, this does not preclude any such entity from qualifying for a separate Exemption. [read post]
13 Feb 2024, 8:44 am by Holly
  While the Corporate Transparency Act is designed to clear the opacity of anonymous business ownership, there are a few categories of individuals whose information does not need to be reported to FinCEN. [read post]
12 Feb 2024, 9:01 pm by renholding
And while the business judgment rule should protect decisions of this nature from undue interference by the courts, in the “20/20 hindsight” world of stockholder litigation, it never hurts to spell out what is otherwise an inference. [read post]
12 Feb 2024, 1:02 am by INFORRM
The LSE Media Blog has an article on the role of disinformation in political campaigning and its impact on voters, arguing it does not have the sway on elections that is often assumed. [read post]
10 Feb 2024, 11:04 am by Ann Pearson
Podcast Show, and passionate about promoting the paralegal profession.Ann spent 20 years working as a paralegal manager and a litigation paralegal before opening the Paralegal Boot Camp in 2010. [read post]
8 Feb 2024, 7:00 pm by Howard Gutman
Clayton was a master technician with Toyota and Lexus for twenty (20) years. [read post]
7 Feb 2024, 9:01 pm by Meredith R. Miller and Laura Dooley
  At the federal level, the Corporate Transparency Act, which went into effect on January 1 of this year, requires entities (including LLCs), with only certain limited exceptions, to self-report their beneficial owners to the U.S. [read post]
4 Feb 2024, 10:00 pm
” The court additionally noted that, under F.R.C.P. 4(h)(1)(A), a corporation may be served “in the manner prescribed by Rule 4(e)(1) for serving an individual. [read post]
2 Feb 2024, 12:50 pm by Neil H. Buchanan
  Congress is allowed to say (as it often does) that something can be excluded from gross income or deducted when computing taxable income, but that does not mean that the exclusion or deduction was not income in the first place. [read post]
31 Jan 2024, 9:01 pm by renholding
Moab Partners LP,[1] a closely followed case that ought to address whether a purported failure to make a disclosure required under Item 303 of U.S. [read post]
30 Jan 2024, 9:02 pm by renholding
  A respondent’s denial of liability in a consent agreement does not diminish staff’s extensive investigation or the ability of the Commission to find a reasonable basis to finalize a settlement or to enforce an order that results from settlement negotiations.[20] The FTC’s Consent Order Procedures explicitly allow settlement agreements to “state that the signing thereof is for settlement purposes only and does not constitute an admission by… [read post]
28 Jan 2024, 9:01 pm by renholding
  Entering 2024, ongoing international instability, rapidly changing technology and the United States presidential campaign are certain to impact the corporate landscape. [read post]
25 Jan 2024, 6:06 pm by The White Law Group
  Private REITs  There is another type of REIT—a private REIT, or private-placement REIT—that also does not trade on an exchange, according to FINRA. [read post]
25 Jan 2024, 1:52 am by Kevin LaCroix
Also, it is important to keep in mind that the NERA report counts only federal court securities class action lawsuits; it does not include state court securities class action lawsuits. [read post]