Search for: "Doe Corporations 1 through 10"
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5 Feb 2024, 11:14 am
What does that mean? [read post]
31 Jan 2024, 9:01 pm
Court of Appeals for the Ninth Circuit, contrary to the Second Circuit, has held that “Item 303 does not create a duty to disclose for purposes of Section 10(b) and Rule 10b-5. [read post]
30 Jan 2024, 9:02 pm
The upshot: so long as a defendant says what the SEC wants to hear (or says nothing at all), he does not violate the No-Admit-No-Deny Provision. [read post]
26 Jan 2024, 4:00 am
” In reality, Rule 1.8.5(a) does state the general bar on such payments. [read post]
25 Jan 2024, 6:06 pm
Like exchange-traded REITS, non-traded REITs are registered with the Securities and Exchange Commission and are required to make regular SEC disclosures, including filing a prospectus and quarterly (10-Q) and annual reports (10-K), all of which are publicly available through the SEC’s EDGAR database. [read post]
24 Jan 2024, 9:01 pm
What the Commission does instead is arguably worse. [read post]
23 Jan 2024, 9:05 pm
ENDNOTE [1] See, e.g., the unrest of British workers of Tata regarding Tata’s plans to “green” blast furnaces, https://www.nytimes.com/2023/10/30/business/tata-port-talbot-steel-emissions.html (last accessed January 22, 2024). [read post]
23 Jan 2024, 5:40 am
Does fuel qualify as a necessary item in this case? [read post]
22 Jan 2024, 9:01 pm
During his tenure, the Commission adopted a very significant and impactful regulation — rule 146 under the Securities Act of 1933 (the “Securities Act”).[1] If rule 146 does not ring a bell, do not worry. [read post]
19 Jan 2024, 10:34 am
In the meantime, here is our listing of the top FCPA recoveries for 2022. 1 — Albemarle ($218M). [read post]
19 Jan 2024, 7:09 am
One case yielded a $90 million settlement. The other is in litigation, with over $1 billion in damages alleged by the government. [read post]
16 Jan 2024, 11:33 am
The 14th Edition continues this tradition by seamlessly incorporating all major legislative and judicial developments through July 2023, including all relevant decisions rendered by the Supreme Court in its 2022-2023 term. [read post]
16 Jan 2024, 2:22 am
” Furthermore, he noted section 7(2)’s hierarchy granting patent rights are “necessarily references to an invention devised by a person” and contemplates legal entities like corporations claiming through a human inventor. [read post]
12 Jan 2024, 7:31 am
Further, Limited Liability Companies (LLCs)–which are clearly legally distinct from their owners just like corporations–are also taxed as pass-throughs under subchapter K. [read post]
11 Jan 2024, 2:58 pm
”[1] And today, a small group of some of the world’s most powerful corporations exercise complete control over that public square. [read post]
10 Jan 2024, 9:30 pm
Your litigation support person does the eDiscovery for you. [read post]
10 Jan 2024, 9:05 pm
ENDNOTES [1] Hillary A. [read post]
10 Jan 2024, 9:01 pm
Co., 19-cv-80633, 2019 WL 13277296, at *8-*10 (S.D. [read post]
10 Jan 2024, 9:23 am
Since fines are ineffective, we provide an additional layer of accountability through individual lawsuits, which typically result in settlements and verdicts much higher than federal and state fines. [read post]
10 Jan 2024, 9:23 am
Since fines are ineffective, we provide an additional layer of accountability through individual lawsuits, which typically result in settlements and verdicts much higher than federal and state fines. [read post]