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13 Feb 2024, 9:05 pm by renholding
  Notable final rules along the way include ones on 10b-5-1 Plans (12/14/22), Buyback Disclosure (5/3/23), and Beneficial Ownership Disclosure (10/10/23). [read post]
12 Feb 2024, 1:02 am by INFORRM
The LSE Media Blog has an article on the role of disinformation in political campaigning and its impact on voters, arguing it does not have the sway on elections that is often assumed. [read post]
10 Feb 2024, 11:04 am by Ann Pearson
I would recommend you get at least 5 – 10 years of experience working as a paralegal first. [read post]
8 Feb 2024, 7:00 pm by Howard Gutman
She stated that she was the primary driver and that her boyfriend does not drive the Cadillac. [read post]
7 Feb 2024, 9:01 pm by renholding
”[6]  Second, the OCC would also eliminate the aforementioned streamlined application provisions because the “fuller record provided through the Interagency Bank Merger Act Application provides the appropriate basis for the OCC to review a business combination application. [read post]
  The CNIL, however, is more specific on this point in step 1 of its draft guide. [read post]
6 Feb 2024, 6:58 am by Courtney Finerty-Stelzner
  United States Attorney Damian Williams announced SDNY’s Whistleblower Pilot Program (the “Program”) on January 10, 2024. [read post]
31 Jan 2024, 9:01 pm by renholding
Court of Appeals for the Ninth Circuit, contrary to the Second Circuit, has held that “Item 303 does not create a duty to disclose for purposes of Section 10(b) and Rule 10b-5. [read post]
30 Jan 2024, 9:02 pm by renholding
 The upshot: so long as a defendant says what the SEC wants to hear (or says nothing at all), he does not violate the No-Admit-No-Deny Provision. [read post]
26 Jan 2024, 4:00 am by jonathanturley
” In reality, Rule 1.8.5(a) does state the general bar on such payments. [read post]
25 Jan 2024, 6:06 pm by The White Law Group
Like exchange-traded REITS, non-traded REITs are registered with the Securities and Exchange Commission and are required to make regular SEC disclosures, including filing a prospectus and quarterly (10-Q) and annual reports (10-K), all of which are publicly available through the SEC’s EDGAR database. [read post]
23 Jan 2024, 9:05 pm by renholding
ENDNOTE [1] See, e.g., the unrest of British workers of Tata regarding Tata’s plans to “green” blast furnaces, https://www.nytimes.com/2023/10/30/business/tata-port-talbot-steel-emissions.html (last accessed January 22, 2024). [read post]
22 Jan 2024, 9:01 pm by renholding
During his tenure, the Commission adopted a very significant and impactful regulation — rule 146 under the Securities Act of 1933 (the “Securities Act”).[1] If rule 146 does not ring a bell, do not worry. [read post]
19 Jan 2024, 10:34 am by luiza
In the meantime, here is our listing of the top FCPA recoveries for 2022. 1 — Albemarle ($218M). [read post]
19 Jan 2024, 7:09 am by Melissa Tremblay
One case yielded a $90 million settlement.  The other is in litigation, with over $1 billion in damages alleged by the government. [read post]
16 Jan 2024, 11:33 am by Jacob Fishman
The 14th Edition continues this tradition by seamlessly incorporating all major legislative and judicial developments through July 2023, including all relevant decisions rendered by the Supreme Court in its 2022-2023 term. [read post]