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13 Jan 2018, 6:45 am
Rex Distinguished Professor at Duke University Fuqua School of Business. [read post]
13 Mar 2013, 5:23 am
Therefore, if the misstatement is material, the fraud-on-the-market presumption applies, and reliance is proved commonly; if the statement is immaterial, all investors lose – commonly. [read post]
18 Mar 2019, 12:33 pm
Over the years, I have worked closely with the Atlanta office’s dedicated enforcement staff and I am looking forward to our continued collaborative efforts in protecting investors and maintaining the integrity of the securities markets. [read post]
16 Jan 2017, 9:30 pm
Balleisen, associate professor of history and public policy and vice provost for Interdisciplinary Studies at Duke University. [read post]
6 Jul 2020, 5:51 am
Family Professor at Duke University’s Fuqua School of Business. [read post]
12 Feb 2018, 6:01 am
Dickens Professor of Finance at Duke University Fuqua School of Business; Wei Jiang is Arthur F. [read post]
26 May 2021, 6:08 am
Fuqua Professor of Finance at Duke University Fuqua School of Business. [read post]
28 Oct 2016, 1:00 am
Securities & Exchange Commission, on Wednesday, October 26, 2016 Tags: Bonds, Broker-dealers, Dodd-Frank Act, Due diligence, Information asymmetries, Institutional Investors, Investor protection, Misconduct, Municipal securities, Pension funds, Public finance, SEC, SEC enforcement, Securities enforcement, Securities fraud, Securities regulation Gender Differences in Executives’ Access to Information Posted by H. [read post]
24 Sep 2013, 5:11 pm
Another concern of critics was whether the pay ratio metric was useful for investors. [read post]
12 Jul 2011, 2:17 pm
This post comes to us from Lawrence Baxter (Duke University School of Law) as part of our Roundtable on Teaching Banking Law/Financial Institutions. [read post]
20 Jan 2015, 5:38 am
In an earlier post (available here), I expressed concerns about Commissioner Gallagher’s decision to issue (jointly with Professor Joseph Grundfest) a paper accusing Harvard University and the Shareholder Rights Project (SRP) of violating securities laws when they assisted investors submitting declassification proposals. [read post]
5 Jul 2013, 6:22 am
Editor's Note: The following post comes to us from Daniel Edelman of Alternative Investment Solutions; William Fung, Visiting Research Professor at the London Business School and Chairman of Maple Financial Group; and David Hsieh, Professor of Finance at Duke University. [read post]
8 Mar 2016, 8:33 am
”“I am extremely proud to be working with such a great and dedicated team in OCIE to support the vital mission of protecting investors,” said Dr. [read post]
21 Feb 2012, 12:16 pm
Life Investors Insurance Company of America, Nos. 10-5003/5723, 2012 U.S. [read post]
10 Jul 2020, 5:58 am
Graham (Duke University), on Monday, July 6, 2020 Tags: Accounting, Accounting standards, Audits, Disclosure, Earnings announcements, Earnings disclosure, Financial reporting, Firm performance, Information environment, Securities regulation Five Ways a Sustainability Strategy Provides Clarity During a Crisis Posted by Thomas Singer, The Conference Board, Inc., on Monday, July 6, 2020 Tags: Boards of… [read post]
23 Mar 2009, 2:03 pm
SEC Considering Changes "Too many Larry, Moe & Curly accounting firms" are now auditing money managers, said James Cox, a law professor at Duke University in Durham, North Carolina. [read post]
30 Jun 2017, 6:01 am
Posted by Andreas Nilsson, Sonanz GmbH and David Robinson, Duke University, on Friday, June 23, 2017 Tags: Agency model, Capital markets, Charitable spending, Corporate Social Responsibility, Firm performance, Market efficiency, Nonprofits, Philanthropy, Profitability, Public interest Treasury Department Issues Recommendations on Reforming the U.S. [read post]
13 Jan 2012, 6:16 am
Editor’s Note: The following post comes to us from Jessen Hobson of the Department of Accountancy at the University of Illinois at Urbana-Champaign and William Mayew and Mohan Venkatachalam, both of the Department of Accounting at Duke University. [read post]
21 Sep 2017, 1:06 pm
Duke, et. al.) challenging the President’s postponement of the International Entrepreneur Rule. [read post]
26 Nov 2014, 1:45 am
Back when the Dukes class action was before the Supreme Court, journalists and academics wrote a number of pieces—some longer, some shorter—about whether a class action could be too large. [read post]
