Search for: "E* Trade Bank"
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27 Jan 2012, 1:44 pm
The bank is shutting its equity principal strategies desk, which made trades using the firm's own capital, the firm announced in an internal memo. [read post]
3 Jun 2023, 5:17 am
It also features retirement planning, managed portfolios, banking via Morgan Stanley Private Bank, and IPO trading. [read post]
15 Feb 2018, 7:53 am
Former head trader at Deutsche’s CMBS trading desk, Benjamin Solomon, allegedly did not take appropriate action after becoming aware of false statements made to customers by traders under his supervision, including specific misrepresentations about the prices paid for the CMBS. [read post]
30 Apr 2008, 12:10 pm
People who bank at Bank of America and who have credit cards through the same bank are having problems when they don't pay credit card payments. [read post]
1 Jan 2012, 10:56 am
The Superintendent believes that additional exemptions from the restrictions on proprietary trading should be given to foreign government securities, at least for banking groups whose parent bank is located outside of the US. [read post]
11 Dec 2011, 6:25 pm
While most community banks do not consider themselves to be engaged in proprietary trading in the sense that Wall Street investment banks trade, they do often take short-term positions in government securities as a risk-management tool. [read post]
26 Aug 2008, 8:45 pm
The Federal Deposit Insurance Corporation warned Tuesday that the nation's ailing banking industry was likely to weaken further. [read post]
20 Oct 2011, 6:57 am
At a Senate Banking subcommittee hearing held today, the SEC announced that it was launching a sweeping review of exchange-traded funds. [read post]
26 Nov 2009, 2:18 am
Office of Fair Trading v Abbey National plc and Others Supreme Court "Charges levied by banks on personal current account customers in respect of unauthorised overdrafts were part of a package of consideration for the package of banking services provided and accordingly their fairness was exempt from review by the Office of Fair Trading. [read post]
27 Apr 2014, 5:34 pm
Some of these activities include issuing debt which shadow bankers use as collateral, chopping project-lending into privately-placed share offerings, investing in trade, real estate and insurance securities as well as centring shadow banking activities in regulation-friendly jurisdictions. [read post]
6 Dec 2019, 7:10 am
AUSTRALIA Australia’s four biggest banks – Westpac, ANZ Bank, National Australia Bank and the Commonwealth Bank of Australia – hold AUD 1.4tn (approximately USD 960bn) in assets which are equivalent to around 140 per cent of Australia’s gross domestic product, and also hold around 80 per cent of Australia’s loans. [read post]
14 Jan 2013, 5:58 am
In our paper, The Procyclical Effects of Bank Capital Regulation, forthcoming in the Review of Financial Studies, we develop a model that captures the key trade-offs in the debate. [read post]
16 Dec 2014, 9:05 pm
From the Insider Trading Ruling” [Peter Henning, NYT DealBook, on challenges to previous cases; earlier] Congress finally trims Dodd-Frank, with a nose hair clipper. [read post]
9 Dec 2013, 3:15 am
ThinkProgress looks at the economic inequality that still lingers in the South African economy: After an era of sanctions threatened to plunge South Africa into a dire economic crisis, Mandela traded his plan to nationalize banks and mines for a... [read post]
20 Jan 2022, 5:48 am
Classic proprietary trading is no longer an activity being systemically undertaken by banks in the UK. [read post]
18 Jul 2009, 5:17 pm
Antoni Estevadeordal (Inter-American Development Bank), Kati Suominen (Inter-American Development Bank), & Robert Teh (World Trade Organization) have published Regional Rules in the Global Trading System (Cambridge Univ. [read post]
27 Feb 2009, 1:07 am
“An end to hefty bank charges for unauthorised overdrafts moved closer yesterday with a Court of Appeal ruling that the Office of Fair Trading can decide if such charges are fair. [read post]
2 Apr 2012, 1:22 pm
The Commodities and Future Trading Commission has sued the Royal Bank of Canada, alleging that the bank engaged in a wash trading scheme whereby RBC officials “coordinated with two subsidiaries on the purchase and sale of futures contracts that gave the right to sell stock later at certain prices. [read post]
4 Jan 2016, 3:30 am
One of the central themes here is the loss of bankers’ unlimited personal liability as a result of mass conversions of investment banking firms from partnerships to publicly traded corporations. [read post]
8 Jun 2023, 9:05 pm
We find that publicly traded banks are less likely to fail, despite being riskier than private banks. [read post]
