Search for: "E*TRADE Financial Corporation"
Results 141 - 160
of 1,888
Sort by Relevance
|
Sort by Date
1 Mar 2023, 12:38 pm
She has in-depth knowledge of investigatory issues relating to financial fraud, corporate disclosure, corporate governance, accounting, compliance, private equity, Foreign Corrupt Practices Act (FCPA), broker dealer, investment adviser, investment companies, and insider trading. [read post]
27 Feb 2023, 9:16 am
Likewise, the Federal Trade Commission (FTC) is contemplating how to regulate disclosures in digital spaces to take into account children’s cognitive abilities to distinguish advertising from other content. [read post]
26 Feb 2023, 8:00 am
Calboli addressed the right of exhaustion of trade marks in the circular economy especially in the resale sectors. [read post]
23 Feb 2023, 6:38 pm
The proposed definition of “organizational structure” is: For a corporation: the officers, directors, and shareholders of the corporation who have an ownership interest of 5% or more in the corporation. [read post]
22 Feb 2023, 1:07 pm
International Trade Commission has required elevated forms of self-disclosure about corporate status for years, with on of the five sitting Administrative Patent Judges (APJs), Cameron Elliot, recently ordering litigation finance discovery in three investigations—perhaps with more on the way, as NPEs and funds have sought to use the ITC more frequently recently to exert leverage in litigation. [25] These disclosure orders and laws come in response to the growing… [read post]
21 Feb 2023, 5:32 am
Commercial fundraising activities that are already regulated by financial regulators under existing legislation will not be subject to the proposed crowdfunding regulatory regime. [read post]
15 Feb 2023, 7:12 am
The company’s award-winning products include Passport®, one of the highest rated ELM solutions in the latest Hyperion MarketView™ Legal Market Intelligence Report and TyMetrix® 360°, the industry’s leading SaaS-based e-billing and matter management solution. [read post]
15 Feb 2023, 12:49 am
27-52 (online first) Chen, Shun-Hsiang “Signed, Sealed, & Undelivered: Unsuccessful Attempts of Judgment Recognition Between the U.S. and China”, Brooklyn Journal of Corporate, Financial & Commercial Law 16 (2022), pp. [read post]
14 Feb 2023, 6:30 am
From a financial perspective, ESG ratings themselves appear to not provide useful information, but rather serve as a means of coordinating the trading of ESG funds, leading to stock overpricing and fund underperformance. [read post]
14 Feb 2023, 6:30 am
From a financial perspective, ESG ratings themselves appear to not provide useful information, but rather serve as a means of coordinating the trading of ESG funds, leading to stock overpricing and fund underperformance. [read post]
8 Feb 2023, 12:38 pm
Is this a trade secret motion? [read post]
4 Feb 2023, 6:49 am
With ‘financial actors’ understood here to include public DFIs as well as private sector finance institutions that often co-finance with other commercial banks and investors, these actors are central to pushing forward the realization of the UNGPs 10+ Roadmap for the next decade of business and human rights. [read post]
31 Jan 2023, 9:01 pm
They might wish to trade on the stock knowing that their deepfake would be likely to temporarily lower the company’s stock price. [read post]
28 Jan 2023, 7:32 am
On the other hand, for the World Bank Groups Internaitonal Finance Corporation, "ESG Standards comprise the Performance Standards, which define clients' responsibilities for managing their environmental and social risks, and the Corporate Governance Methodology, which sets out an approach to evaluate and improve the corporate governance of clients. [read post]
26 Jan 2023, 7:45 pm
The strong fourth-quarter performance, which defied election season norms, boosted hopes that corporations will continue to spend big on lobbyists in the new year. [read post]
25 Jan 2023, 9:05 pm
If Carpenter (a wire fraud) applies only when either (a) the confidential information has economic value in the hands of the corporation, or (b) the information amounts essentially to “stock in trade,” the scope of the law on insider trading will have been significantly cut back. [read post]
24 Jan 2023, 3:26 pm
For more information about these or other health or other legal, management or public policy developments, please contact the author Cynthia Marcotte Stamer via e-mail or via telephone at (214) 452 -8297. [read post]
23 Jan 2023, 9:30 am
Calloquy Platform Elevator Pitch: Calloquy is dedicated to making remote legal proceedings safe, secure, and efficient, both to reduce cost and risk for corporate litigants and to expand access to justice for underserved communities. [read post]
22 Jan 2023, 6:59 pm
This year’s list focuses, with some exceptions, on the unsung heroes among the many decisions that have not already been widely discussed by the mainstream press or legal trade publications, such as many rulings involving Elon Musk, Tesla and Twitter. [read post]
20 Jan 2023, 6:41 am
Nijjar, Jenness E. [read post]
