Search for: "Efficient Advisors, LLC"
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23 Jun 2017, 6:07 am
Weisbach, The Ohio State University, on Tuesday, June 20, 2017 Tags: Acquisitions, Agency costs, Capital markets, Cash flows, Liquidity, Macroeconomics, Market conditions, Market efficiency, Merger waves, Mergers & acquisitions, Private equity Letter to Paul Ryan: The Financial CHOICE Act of 2017 Posted by Jeff Mahoney, Council of Institutional Investors, on Tuesday, June 20, 2017 Tags: Boards of… [read post]
1 Sep 2017, 6:49 am
PARKER, Appellants,v.INTERACTIVE BROKERS LLC, Appellee. [read post]
19 Mar 2015, 8:57 am
. ___, Improving Coal Combustion Residuals Regulation Act of 2015" - background, webcast, testimony Citizens Excluded From Hearing On Bill That Would Weaken Ash Rules - One hundred and forty three people who live near coal ash dumps in 19 states sent a letter to complain that they are being excluded from a hearing tomorrow on a bill that would weaken federal coal ash regulations … [read post]
25 Mar 2010, 1:00 pm
Harding, and investment advisor Saul Meyer. [read post]
19 Mar 2010, 12:00 pm
Harding, and investment advisor Saul Meyer. [read post]
11 Jan 2019, 6:30 am
Lamoreaux (Arizona State University), on Thursday, January 10, 2019 Tags: Audits, Disclosure, Engagement, Information environment, Internal control, Investor protection, Market efficiency, Oversight, Reporting regulation, Restatements, Risk oversight, Sarbanes–Oxley Act, SOX, SOX Section 404 Talking Governance with Donna Anderson Posted by Michael Flaherty and Patricia Figueroa, Gladstone Place Partners,… [read post]
6 Apr 2018, 6:08 am
Fontaine, Corporate Risk Holdings LLC, and John Reed Stark, John Reed Stark Consulting LLC, on Saturday, March 31, 2018 Tags: Boards of Directors, Cybersecurity, Disclosure, Financial reporting, Risk, Risk management, Risk oversight, SEC, SEC enforcement, Securities enforcement, Securities regulation Do Director Networks Improve Managerial Learning from Stock Prices? [read post]
16 Feb 2023, 6:02 am
In this particular case, it would require a broker or financial advisor to properly mark trades as solicited, if they are. [read post]
13 Dec 2015, 9:32 pm
The Chief exercises full responsibility for carrying out all policy, programmatic, and managerial matters assigned or required to assure effective and efficient operations of FIRS. [read post]
2 Sep 2011, 7:34 pm
Danell Doty, Senior Compliance Officer, Passport Capital LLC Ms. [read post]
14 Apr 2023, 7:00 am
He resolved my tax dispute with the IRS quickly and efficiently. [read post]
27 Oct 2017, 6:01 am
Questions for Equifax Posted by Gary Cook, Cook & Company, on Tuesday, October 24, 2017 Tags: Accountability, Board leadership, Board monitoring, Boards of Directors, Clawbacks, Corporate culture, Cybersecurity, Equifax, Management, Reputation, Risk oversight Building a Better Board Book Posted by Brian Tayan, Stanford University, on Wednesday, October 25, 2017 Tags: Accountability, Accounting, Board… [read post]
1 May 2023, 7:00 am
He is also an expert in resolving tax issues for small businesses, including sole proprietors, partnerships, and LLCs. [read post]
28 Jul 2012, 1:43 pm
NREL is operated for DOE by the Alliance for Sustainable Energy, LLC. [read post]
28 Jul 2012, 8:20 am
NREL is operated for DOE by the Alliance for Sustainable Energy, LLC. [read post]
17 Jan 2022, 2:09 pm
Marks Baughan Securities LLC served as the exclusive financial advisor to Casetext. [read post]
28 Aug 2023, 9:57 am
The efficient administration of an estate upon the death of a grantor or testator is always one of the primary goals of any estate plan. [read post]
1 Jul 2016, 6:11 am
Santori, Pillsbury Winthrop Shaw Pittman LLP, on Friday, June 24, 2016 Tags: Banks, Bitcoin, Blockchain, Capital markets, Clearing houses, Delaware law, Financial regulation, Financial technology, Intermediaries, IPOs, Market efficiency, Securities regulation, State law Brexit: Legal Implications Posted by Ben Perry, Sullivan & Cromwell LLP, on Friday, June 24, 2016 Tags: Banks, Brexit, Contracts, EU, Europe, Financial institutions, Financial regulation, Foreign banks,… [read post]
28 Apr 2022, 10:52 am
Madison Avenue Securities is a dually registered broker dealer and investment advisor located in San Diego, California, according to FINRA. [read post]
29 Apr 2022, 10:37 am
Hill Securities is a dually registered broker dealer and investment advisor located Kingwood, Texas, according to FINRA. [read post]
