Search for: "Efficient Advisors, LLC"
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28 Jun 2018, 11:56 am
From July 2005 to November 2005, Curtis was registered with Moors & Cabot Financial Advisors, LLC. [read post]
20 Jun 2018, 5:27 am
The post The Trump Effect: Navigating the Minefield appeared first on HR Daily Advisor. [read post]
20 Jun 2018, 5:27 am
The post The Trump Effect: Navigating the Minefield appeared first on HR Daily Advisor. [read post]
18 Jun 2018, 8:23 am
American Finance Trust – AFIN – Recovery of Investment Losses Have you suffered losses investing in American Finance Trust, Inc. at the recommendation of your financial advisor? [read post]
12 Jun 2018, 6:07 am
Sources: Minis Restructuring No-Action Letter (May 8 2018) Horizon Asset Management, LLC No-Action Letter (September 13, 1996) Great Lakes Advisors No-Action Letter (April 3, 1992) [read post]
6 Apr 2018, 2:55 pm
Work is performed in a business like, efficient, economical, and ethical manner. [read post]
6 Apr 2018, 6:39 am
Wells Fargo Securities LLC filed suit against LJM Investment Fund LP in New York federal court last month, seeking to recover more than $16 million the bank says it spent to cover the commodity pool’s losses in February’s stock market dive. [read post]
6 Apr 2018, 6:08 am
Fontaine, Corporate Risk Holdings LLC, and John Reed Stark, John Reed Stark Consulting LLC, on Saturday, March 31, 2018 Tags: Boards of Directors, Cybersecurity, Disclosure, Financial reporting, Risk, Risk management, Risk oversight, SEC, SEC enforcement, Securities enforcement, Securities regulation Do Director Networks Improve Managerial Learning from Stock Prices? [read post]
5 Apr 2018, 7:55 pm
Portfolio No. 14, LLC, 441 S.W.3d 764, 777-78 (Tex. [read post]
8 Mar 2018, 1:15 pm
And new just this year out of our medical advisor, Dr. [read post]
8 Mar 2018, 3:33 am
Xerox Business Services, LLC, Case No. 16-35425 (9th Circuit, November 15, 2017). [read post]
8 Mar 2018, 3:33 am
Xerox Business Services, LLC, Case No. 16-35425 (9th Circuit, November 15, 2017). [read post]
24 Feb 2018, 12:00 am
They might look at referrals that they can get from their financial advisor or from their accountant or from their friends, people like them. [read post]
23 Feb 2018, 1:07 pm
The specific statutory provisions and tax advisors should be consulted before taking any particular action. [read post]
23 Feb 2018, 1:07 pm
The specific statutory provisions and tax advisors should be consulted before taking any particular action. [read post]
23 Feb 2018, 1:07 pm
The specific statutory provisions and tax advisors should be consulted before taking any particular action. [read post]
14 Feb 2018, 2:57 pm
The petitioner/defendant in Kokesh was an investment advisor who provided advice to business-development companies. [read post]
9 Feb 2018, 5:06 am
Kestenbaum, Latham & Watkins LLP, on Friday, February 2, 2018 Tags: Boards of Directors, Compensation disclosure, Compensation ratios, Compensation regulation, Delaware law, Director compensation, Pay for performance, Proxy advisors, Proxy disclosure, Proxy season, Proxy voting, Say on pay, Section 162(m), Securities regulation, TCJA 2017 Financial Stability Report Posted by Office of Financial Research,… [read post]
2 Feb 2018, 6:10 am
Rosenblum, and Victor Goldfeld, Wachtell, Lipton, Rosen & Katz, on Monday, January 29, 2018 Tags: Antitrust, Appraisal rights, Banks, China, Cross-border transactions, Financial institutions, International governance, Merger litigation, Mergers & acquisitions, Private equity, Shareholder activism, Tax Cuts and Jobs Act, Taxation, Tech companies Preparing a Successful IPO in 2018 Posted by Philip Oettinger and… [read post]
26 Jan 2018, 6:32 am
O’Byrne, Shareholder Value Advisors, on Thursday, January 25, 2018 Tags: Board performance, Boards of Directors, Executive Compensation, Executive performance, Incentives, Management, Pay for performance, Proxy advisors, Say on pay, Shareholder value, Shareholder voting, TSR U.S. [read post]
