Search for: "Equities First Holdings LLC "
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6 Sep 2022, 9:07 am
The firm reportedly engages in a general securities business, including the sale of equity securities and private placements. [read post]
29 Aug 2022, 9:05 pm
., across party lines) to issue a complaint to block Lockheed Martin’s vertical acquisition of Aerojet Rocketdyne, in what would have been the FTC’s first defense industry merger litigation in decades.6 Several weeks later, the parties abandoned the transaction, due, in part, to the FTC’s lawsuit.7 The DOJ’s pending litigation of UnitedHealth’s proposed acquisition of Change Healthcare and the FTC’s ongoing review of Microsoft’s proposed… [read post]
26 Aug 2022, 6:02 am
Enovsys LLC v. [read post]
25 Aug 2022, 10:59 am
The Kovack rep reportedly bought and sold A share mutual funds in those accounts, using the proceeds from the sales to purchase one or more equities, and then selling the equities after a few months to repurchase A share mutual funds. [read post]
25 Aug 2022, 8:32 am
(CRD #14752), a broker dealer based in Raleigh, North Carolina, engages in a general securities business, including the sales of equity securities, mutual funds, variable annuities, and private placements. [read post]
21 Aug 2022, 7:40 am
Compare NetChoice, LLC v. [read post]
14 Aug 2022, 8:16 pm
Vascular Sols., LLC, 408 F. [read post]
2 Aug 2022, 6:40 am
(Agri Control) and the president of Kingsley Livestock LLC (Kingsley). [read post]
29 Jul 2022, 12:36 pm
A private investor is pursuing $7 million in a lawsuit against short seller Carson Block and his equity research firm Muddy Waters LLC in a spat over an approximately $14 million whistleblower award by the Securities and Exchange Commission. [read post]
27 Jul 2022, 10:52 am
Repple & Company involving GWG L Bonds FINRA Lawsuit filed against Emerson Equity LLC involving $2.5 Million in… The post Ausdal Financial Partners Inc. [read post]
26 Jul 2022, 9:05 pm
LLC v. [read post]
25 Jul 2022, 4:47 am
Sparks v Metrovest Equities, 186 AD3d 177 [1st Dept 2020]). [read post]
22 Jul 2022, 4:00 am
Put Arizona First said it was funded entirely by an entity called SPH Medical LLC, whose address, according to the form, was a UPS store in Phoenix. [read post]
18 Jul 2022, 2:37 pm
Holdings LLC, 125 A.3d 304, 312 (Del. 2015). [read post]
17 Jul 2022, 10:38 pm
Simplified somewhat, Ashkenazy and the Gindis are 50/50 partners in a series of realty holding joint ventures in each of which Ashkenazy has 100% management control and the Gindis are passive investors. [read post]
13 Jul 2022, 12:59 pm
For simplicity, I use corporate terminology throughout this article (e.g., “stock” rather than “membership interests” as in an LLC), but the concepts are mostly the same. [read post]
8 Jul 2022, 7:14 pm
Circuit’s first Trump decision, holding that the D.C. [read post]
1 Jul 2022, 1:57 pm
Morgan (Investor)Note: Funding Secured for Working Capital 10-November-21Driven (Merger)Innovative Discovery (Merger) 3-November-21Digital Safe Product Line of Micro FocusSmarshNote: Announced with intent to close in Q1 2022 2-November-21Everlaw (Investee)TPG (Lead) with HIG Growth Partners, Capital G, Menlo Ventures, Andreessen Horowitz and K9 Ventures.Series D Funding for $202,000,000 27-October-21Nextpoint (Investee)Sterling National Bank and Bigfoot Capital (Investors)Note: $4,500,000 in Growth… [read post]
28 Jun 2022, 9:01 pm
Lee Enterprises A few months later, in Strategic Investment Opportunities LLC v. [read post]
28 Jun 2022, 5:26 am
The post 7 Common Investors Claims in FINRA Arbitration in 2022 appeared first on Zamansky LLC. [read post]
