Search for: "Equity Group Investments, LLC" Results 141 - 160 of 1,002
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31 Mar 2016, 12:09 pm by Adam Weinstein
The investment attorneys at Gana LLP are investigating the potential unsuitable sales of securities sponsored by Waveland Capital Group LLC (Waveland), a purported merchant bank with a core investment focus in the oil and gas exploration and production industry. [read post]
29 Jun 2010, 1:47 pm
Inc. $850,000 $94,000 DeWaay Financial Network LLC $850,000 $134,525 Eagle One Investments LLC $360,000 $42,500 Empire Financial Group Inc. $2,750,000 $234,200 Empire Securities Corp. $205,000 - E-Planning.com Securities Inc. $3,765,000 $483,925 First Allied Securities Inc. $380,000 $11,250 Gk Securities LLC $50,000 - Grant Bettingen Inc. $215,000 $19,350 GunnAllen Financial Inc. $22,255,000 - Harrison Douglas Inc. $1,830,000 $569,900 … [read post]
17 Feb 2020, 10:23 am by Renae Lloyd
Nuveen All Cap Energy MLP Opportunities Fund is a closed ended equity mutual fund launched and managed by Nuveen Investments Inc. [read post]
24 May 2016, 7:38 am
In the other group, non-correlating strategies deliver low or negative correlation to traditional equity beta and have the effect of protecting portfolios in falling market conditions. [read post]
27 Sep 2010, 7:00 am by Lucas A. Ferrara, Esq.
About Trillium Group, LLC Trillium Group is a Rochester-based venture capital group with a primary focus on growth equity investment opportunities located in western New York. [read post]
22 Feb 2016, 7:04 am by Adam Weinstein
FINRA alleged in the complaint that Gladden was associated with Securities Equity Group and participated in creating Church Development Fund, LLC (Church Development Fund) and a successor fund, Church Fund LLC (Church Fund) for the purposes of making loans to churches for refinancing their existing real estate loans. [read post]
Ogus brought suit, claiming that the officers and directors conspired to remove him from the company and eliminate his 44.5% interest to enrich themselves, and transfer control of the company to Oak View Group, a private equity & venture fund. [read post]
28 Jun 2018, 8:49 am by Michael J. Giarrusso
As recently reported, the Woodbridge Group of Companies, LLC (“Woodbridge”) and certain of its affiliated entities filed for Chapter 11 bankruptcy protection in the U.S. [read post]
7 Jun 2022, 5:12 am by The White Law Group
Repple & Company involving GWG L Bonds  FINRA Lawsuit filed against Emerson Equity LLC involving $2.5 Million in…  The post The White Law Group Announces another Lawsuit Involving GWG L Bonds  appeared first on The White Law Group. [read post]
16 Jan 2017, 8:24 am by Renae Lloyd
If so, The White Law Group may be able to help you recover your losses by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment. [read post]
2 Apr 2023, 6:00 am by Rob Robinson
(BIA)HaystackID 29-August-2022HeretikRelativity 25-August-2022Micro FocusOpenTextIntent to Acquire Micro Focus Announced 26-July-2022Exterro (Investee)Leeds Equity Partners, Coller Capital and Glendower Capital (Investors)Recapitalization and Additional Committed Equity Capital 5-July-22Aon's eDiscovery PracticeTCDIDefinitive Agreement to Acquire Signed on June 9, 2022 16-May-22TeleMessageSmarsh 5-May-22Comae TechnologiesMagnet Forensics 2-May-22Forensic PursuitArcherHall… [read post]
4 Sep 2013, 6:41 am by Sheldon Toplitt
(Photo credit: Wikipedia)The Dow Jones Local Media Group ("DJLMG"), owned by Rupert Murdoch's News Corp, has unloaded several local newspapers to private equity manager Fortress Investment Group, LLC, GateHouse Media, Inc.' [read post]
16 Jan 2017, 3:02 am
Our clients are small to mid-size investment advisors to private equity funds, hedge funds, fund of funds, and public pension plans. [read post]
14 Jul 2017, 8:23 am by Renae Lloyd
CION and Apollo Announce Joint Venture CION Investment Group LLC and Apollo Investment Management LP, the sponsor and sub-adviser of non-traded business development company CION Investment Corporation, are creating a joint venture where both companies will own a 50 percent interest in CION Investment Management LLC, the BDC’s adviser. [read post]
27 Mar 2015, 12:02 pm
Continuity Partners does not buy or own any of the equity from the firms that are partners. [read post]
1 May 2018, 4:04 am by Amber Walsh
Experts included Samuel Cappellanti, President, Bellwether Group, LLC and Jeffrey Peterson, Partner, McGuireWoods LLP with Rex Burgdorfer, Vice President, Juniper Advisory as the panel moderator. [read post]
4 Oct 2019, 9:28 am by Zamansky
Financial Expert Analyzes Root of YES Investment Losses Zamansky, LLC has been an active participant in the investigations of UBS and other investment firms regarding their sales of the yield enhancement strategy (YES) investment strategy. [read post]