Search for: "Executive Security Services, Inc."
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20 Jun 2019, 1:42 pm
Vest Investment Services, Inc. as a general securities representative, allegedly engaging in undisclosed outside business activities and/or private securities transactions while associated with H.D. [read post]
23 Dec 2022, 6:30 am
Corporate Governance Evolves Amid Increasing Sustainability Awareness Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Friday, December 16, 2022 Tags: Corporate governance, Executive Compensation, ISS, Proxy voting, Stewardship, Sustainability Statement by Chair Gensler on PCAOB’s Determinations Regarding Public Accounting Firms in China Posted by Gary Gensler, U.S. [read post]
23 Dec 2022, 6:30 am
Corporate Governance Evolves Amid Increasing Sustainability Awareness Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Friday, December 16, 2022 Tags: Corporate governance, Executive Compensation, ISS, Proxy voting, Stewardship, Sustainability Statement by Chair Gensler on PCAOB’s Determinations Regarding Public Accounting Firms in China Posted by Gary Gensler, U.S. [read post]
18 Feb 2020, 1:04 pm
According to Jeff Lubitz, Executive Director of ISS Securities Class Action Services, among pending settlements that are likely to be finalized in 2020 include Valeant Pharmaceuticals ($1.2 billion); American Realty Capital Partners ($1 billion); First Solar ($350 million); SCANA Corporation ($192.5 million); and Snap, Inc. ($187.5 million). [read post]
21 Nov 2021, 8:36 am
Securities and Exchange Commission. 2021. [read post]
20 Apr 2010, 11:53 am
Saylor, president, chairman and CEO of MicroStrategy Inc., a McLean, Va., firm that helps other companies analyze their data. [read post]
20 Feb 2013, 7:33 am
The Berlin Court of Appeals held that Article 13 of the Hague Service Convention, infringement of sovereignty or security, did not apply. [read post]
25 Jul 2008, 7:18 pm
District Court for the Southern District of New York on behalf of persons who purchased auction rate securities from UBS AG (NYSE: UBS), UBS Securities LLC and UBS Financial Services Inc. between May 8, 2003 and Feb. 13, 2008 and who continued to hold the securities as of Feb. 13, 2008. [read post]
29 Aug 2014, 9:00 am
Gallagher Co. sued three of its former insurance executives in New York federal court as well as Howden Insurance Services Inc., the rival that inherited the trio. [read post]
30 Jan 2019, 4:00 am
As the Congressional Research Service explained in 2017: Congress has three formal methods by which it can combat non-compliance with a duly issued subpoena. [read post]
7 Feb 2009, 9:30 am
Last week I attended a function entitled, "Supporting Diversity in Government Contracting of Outside Legal Services: Challenges and Opportunities" held at the Association of the Bar of the City of New York.Participants on the various afternoon panels included Richard Meade, Chief Legal Officer of Prudential Financial Inc., and Paul Cellupica, Chief Counsel of Securities Regulation and Corporate Services at MetLife, Inc. [read post]
3 Aug 2020, 8:06 am
Inc. [read post]
1 Feb 2011, 2:32 pm
Institutional Shareholder Services Inc. [read post]
25 Jan 2011, 7:24 am
Investors, including New York Life, TIAA-CREFF, a French banking subsidiary that I’ve never heard of, and other deep pockets, institutional investors, bought mortgage-backed securities, and were told they were safe, solid and secure, but instead they were, well… shoddy and shitty. [read post]
8 Dec 2022, 7:08 am
================================================ By Jeff Lubitz, Managing Director, ISS Securities Class Action Services, and Jarett Sena, Director of Litigation Analysis, ISS Securities Class Action Services [read post]
24 Feb 2012, 1:51 am
As a result a number of statutes give police the power to themselves issue such warrants on a "self-service" basis. [read post]
8 Sep 2021, 6:54 am
Ripple Labs, Inc. [read post]
19 Oct 2021, 10:10 am
May 12, 2021 Executive Order on Improving the Nation’s Cybersecurity; July 28, 2021 National Security Memorandum on Improving Cybersecurity for Critical Infrastructure Control Systems. [read post]
8 Oct 2007, 6:25 am
Intuit Inc. [read post]
16 Nov 2012, 5:37 pm
House Report Faults MF Global Regulators, New York Times, November 15, 2012 Financial Services Subcommittee Report Finds Decisions by Corzine, Lack of Communication Between Regulators Led to MF Global Bankruptcy and Loss of Customer Funds, Financial Services, November 15, 2012 Read the Report (PDF) More Blog Posts:$1.2 Billion of MF Global Inc. [read post]