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12 Aug 2015, 2:44 pm
The courts have undoubtedly left their mark on the law, but it and all of its intended or unintended ramifications are very much a creature of legislative design.Let’s be frank, and I’ll offer an extreme example to demonstrate my point. [read post]
14 Jun 2013, 2:14 pm by David Cosgrove
For example—if you sold the borrowed shares for $10 and bought the replacement shares for $5, you made a nice little profit. [read post]
22 Jan 2012, 12:11 pm by David Jacobson
That dividend will be assessable income of its resident shareholders under paragraph 44(1)(a) of the ITAA 1936.6 5. [read post]
22 Feb 2011, 6:00 am by Kara OBrien
The C&DI notes that: “Section 413(a) of the Dodd-Frank Act does not define the term “value,” nor does it address the treatment of mortgage and other indebtedness secured by the residence for purposes of the net worth calculation. [read post]
8 May 2017, 12:43 am by Sander van Rijnswou
Only after Frank inputs his selection from this customised menu is the beverage dispensed. [read post]
16 Mar 2017, 2:21 pm by Barbara S. Mishkin
The new order directs the OMB Director “to propose a plan to reorganize governmental functions and eliminate unnecessary agencies (as defined in section 551(1) of title 5, United States Code), components of agencies, and agency programs. [read post]
29 Apr 2010, 8:38 am by Josh Wright
  Section 5, Chairman Leibowitz and Commissioner Rosch tell us, does not present such problems. [read post]
13 Aug 2014, 9:11 am by Mark S. Goldstein
  On August 5, 2014, Judge Frank Nervo obliged, vacating Judge Wright’s ruling and effectively dismissing the legal challenge to the Bill. [read post]
29 Oct 2010, 8:39 am by Kara OBrien
  In the post, Hamilton discusses the changes made by Dodd-Frank and the type of information sought by the SEC. 5) CorpGov.net: Corporate Governance Does Not Belong in the Home! [read post]
26 Aug 2014, 6:47 am by Barbara S. Mishkin
  The Fed’s proposed repeal of Reg AA results from the Dodd-Frank Act’s repeal of the banking agencies’ rulewriting authority under Section 18(f)(1) of the FTC Act. [read post]
7 Apr 2017, 6:00 am
Elson, University of Delaware, on Friday, March 31, 2017 Tags: Delaware articles, Delaware law, DGCL, Dodd-Frank Act, Incorporations, Jurisdiction, Sarbanes–Oxley Act, Securities regulation, State law, U.S. federal courts As the U.S. [read post]
27 Jan 2012, 8:45 am by David Wagner
Initial decisions in all three cases are expected in 2012, but final results could be extended if the losing parties seek appeals. 5. [read post]
16 Sep 2017, 3:16 pm by Charles (Chuck) Rubin
The Commissioner does not conduct a second examination when he does not obtain any new information. [read post]
20 May 2013, 9:43 am by Asher Bearman
  State regulatory regimes need to be updated in order to conform to Dodd-Frank. [read post]
30 Jan 2008, 3:18 pm
Docstoc (beta) at docstoc.com, as reported by Frank Gruber, senior product manager of myAOL at AOL, at his blog Somewhat Frank, was launched on October 30, 2007 as a "a user generated community for sharing professional documents" which we think may become popular as people become aware of its potential.Docstoc permits the sharing of documents of all descriptions (legal, business, financial, technology, educational and creative).Docstoc's most important feature in… [read post]
21 Sep 2012, 6:51 am
On August 22, 2012, the SEC adopted its final rule related to conflict minerals required by Congress under the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”), which will require all public companies to implement complex new controls and procedural mechanisms, and in certain cases, conduct supply chain due diligence that could lead to new public disclosures. [read post]
7 Jun 2013, 10:09 am by Asher Bearman
(i) http://www.theventurealley.com/vc-and-pe-funds/private-fund-adviser-exemption-150m-from-registration-under-the-advisers-act-final-dodd-frank-act-ru/ (ii) http://www.theventurealley.com/vc-and-pe-funds/reporting-requirements-for-funds-exempted-from-investment-advisers-act/ (iii) http://www.theventurealley.com/vc-and-pe-funds/washington-state-to-regulate-fund-managers/ 1 Here is the full text of Section 203(l): “EXEMPTION OF VENTURE CAPITAL FUND ADVISERS. [read post]