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10 Oct 2011, 12:48 pm by Alexander J. Davie
Footnotes [1] An example of such as an agreement is one that requires the fund to participate in all future rounds of financing of a portfolio company, including an IPO. [read post]
27 Sep 2011, 2:51 pm by Steve Bainbridge
The SEC and the Public Company Accounting Oversight Board (PCAOB) offered several iterations of regulatory relief. [read post]
7 Sep 2011, 1:23 am by Kevin LaCroix
Every fall since I first started writing this blog, I have assembled a list of the current hot topics in the world of directors’ and officers’ liability. [read post]
4 Aug 2011, 2:51 am by SHG
Jerome Frank, Why Not a Clinical Lawyer-School? [read post]
30 Jul 2011, 2:52 am by SHG
Paul Levy [from Public Citizen], representing 800Notes then called Hirschhorn to explain the law to him... only to have Hirschhorn abruptly hang up on him: I then called Hirschhorn myself to try to discuss the law with him and to give him the names of cases from both the Florida Supreme Court and federal trial and appellate courts in Florida that support the immunity of Forte's company; I also hoped to explain the Dendrite process to him so that, assuming he could… [read post]
16 Jul 2011, 2:57 pm by Steve Bainbridge
In my article, Dodd-Frank: Quack Federal Corporate Governance Round II, I argued that say on pay was likely to prove ineffective: The effectiveness of say on pay is highly contested. [read post]
11 Jul 2011, 5:45 am by Alexander J. Davie
 Finally, since the bad actor provisions, as they are currently proposed, will also include equity owners of the company, issuers will need to (i) use some kind of method of screening potential investors and (ii) restrict the transfer of their equity interests so as to ensure that bad actors do not acquire an interest in them. [read post]
19 May 2011, 12:55 pm by Steve Bainbridge
All of which is consistent with the argument I made in my article Dodd-Frank: Quack Federal Corporate Governance Round II (September 7, 2010), in which I argue that: In 2005, Roberta Romano famously described the Sarbanes-Oxley Act as “quack corporate governance. [read post]
17 May 2011, 12:04 pm by Steve Bainbridge
In my article Dodd-Frank: Quack Federal Corporate Governance Round II (September 7, 2010). [read post]
16 May 2011, 1:51 am by Kevin LaCroix
  A May 3, 2011 memo from the Davis Polk law firm (here) provides a detailed status update on the current round of “say on pay” votes. [read post]
4 May 2011, 2:16 pm by Steve Bainbridge
’” As I document in Quack Federal Corporate Governance Round II (September 7, 2010), available at SSRN: http://ssrn.com/abstract=1673575, Dodd-Frank and TARP launched multiple attacks on executive compensation. [read post]
15 Apr 2011, 11:44 am by Justin Tenuto
If I could accurately predict that, I’d be rich. [read post]
23 Mar 2011, 6:24 am by Adam Chandler
” The Consumerist, FMQB, and Music Week have further coverage of the denial of certiorari in a dispute between Eminem’s production companies and his record label (which Nabiha covered in yesterday’s round-up). [read post]
15 Mar 2011, 5:06 am by Broc Romanek
House Republicans Seek to Repeal/Modify Four Dodd-Frank Provisions As noted in this Market Watch article, House Republicans have been working on four separate discussion draft bills to repeal or change parts of Dodd-Frank and one draft bill to ease smaller company capital raising that is not Dodd-Frank related (here's a piece from "The Hill" and a Reuters article). [read post]
2 Mar 2011, 6:12 am by Adam Chandler
This post will round up coverage of yesterday’s decisions first and then focus on coverage of oral arguments. [read post]