Search for: "Fields v. Securities and Exchange Commission" Results 141 - 160 of 310
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29 Nov 2017, 4:23 pm by Jeff Kern and Kate Ross*
Securities and Exchange Commission, Governance and Transparency at the Commission and in Our Markets (Nov. 8, 2017), available here. [2] 2017 S.E.C. [read post]
14 Nov 2017, 2:27 am by Graham Smith
Over the last four months the Law Commission of England and Wales has been consulting on the topic of Making a Will, focusing on testamentary capacity and formalities. [read post]
14 Nov 2017, 2:27 am by Graham Smith
Over the last four months the Law Commission of England and Wales has been consulting on the topic of Making a Will, focusing on testamentary capacity and formalities. [read post]
1 Nov 2017, 10:21 am by Renae Lloyd
 The Securities and Exchange Commission (SEC) The SEC stands for the Securities and Exchange Commission. [read post]
25 Oct 2017, 3:54 am by Graham Smith
“The Commission will continue exchanges and dialogues with online platforms and other relevant stakeholders. [read post]
25 Oct 2017, 3:54 am by Graham Smith
“The Commission will continue exchanges and dialogues with online platforms and other relevant stakeholders. [read post]
2 Oct 2017, 4:50 pm by Kevin LaCroix
 The prohibition on unlawful insider trading levels the playing field and protects the integrity of financial markets. [read post]
30 Jun 2017, 6:00 am by Doug Cornelius
Securities and Exchange Commission, according to people familiar with the matter.If ultimately nominated by U.S. [read post]
21 May 2017, 9:35 pm by Jake Siegel
Securities and Exchange Commission (SEC), some states enforced additional standards on the securities market as well. [read post]
3 May 2017, 3:47 am by Jan von Hein
In addition, the article critically reviews the Commission’s opinion on the lack of a need for a reform of the rules on matrimonial matters. [read post]
3 Apr 2017, 3:14 pm by Jordan Brunner
This prevents Bormann from discussing the records with her client, which goes against “one of the most fundamental aspects” of Skipper v. [read post]
19 Mar 2017, 9:30 pm by Jerry Ellig
Securities and Exchange Commission (SEC) regulations on the basis of faulty economic analysis. [read post]
19 Mar 2017, 9:30 pm by Jerry Ellig
Securities and Exchange Commission (SEC) regulations on the basis of faulty economic analysis. [read post]
3 Mar 2017, 7:01 am by Jason M. Cover
Dan Berger, President and Chief Executive Officer of the National Association of Federally-Insured Credit Unions (the “NAFCU“), urged regulatory relief for credit unions in a letter submitted to the Secretary of the Treasury, Steven Mnuchin, in his capacity as Chairman of the Financial Stability Oversight Council (the “FSOC”), the voting members of which also include the Chairman of the Board of Governors of the Federal Reserve System, the Comptroller of the Currency, the… [read post]
29 Nov 2016, 12:56 pm by Zachary Burdette, Quinta Jurecic
Iranian and American officials exchanged verbal reprimands over yet another naval incident in the Persian Gulf, Reuters writes. [read post]
16 Jun 2016, 2:48 pm by Kevin LaCroix
Securities and Exchange Commission’s (SEC’s) cybersecurity regulatory and enforcement onslaught continues . . . [read post]