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21 Jan 2021, 9:06 am by Kristian Soltes
Legal and Regulatory Developments SPOTLIGHT: CFPB Under Chopra Will Be Aggressive Consumer Watchdog, Experts SayCompliance Week – January 19, 2021 Rohit Chopra, currently a Democratic commissioner on the Federal Trade Commission, has been nominated by President-elect Joe Biden to lead the Consumer Financial Protection Bureau (CFPB). [read post]
6 Jun 2023, 7:49 am by The White Law Group
(CRD#:38535), HENDERSON, NV,   B, 05/18/2015 – 08/04/2015, WESTERN INTERNATIONAL SECURITIES, INC. [read post]
28 Aug 2007, 1:00 pm
American International Group, Inc.. [read post]
12 Feb 2024, 8:57 am by The White Law Group
  Silver Star Properties Responds to Documents Request  The non-traded REIT, formerly known as Hartman Short Term Income Properties XX, Inc., responded to requests from the SEC in November 2023, concerning the activities of the REIT, its affiliates, and current and former officers and directors. [read post]
11 Oct 2018, 10:58 am by ccollins
He later went on to work at other financial firms, including UBS PaineWebber, Prudential Securities, Wachovia Securities, Citigroup Investment Services, Great Western Financial Securities Corp., and Euro-Atlantic Securities Inc. [read post]
21 Mar 2012, 9:55 am by McNabb Associates, P.C.
ELLES left the company earlier in 2009, working for the company in a consulting capacity for three months after resigning in March 2009. [read post]
22 May 2014, 5:40 am by Adam Weinstein
Our consultations are free of charge and the firm is only compensated if you recover. [read post]
28 Jun 2010, 2:20 am by Hedge Fund Attorney
Event: Asset Liability Management Location: Singapore July 19-21 Sponsor: Infocast, Inc. [read post]
11 Dec 2009, 4:00 am
by Mike Koehler in the FCPA Professor In April 2009, DOJ announced (see here) that Latin Node, Inc. [read post]
8 Jun 2022, 3:19 pm by Rob Robinson
Magazine (Inc. 5000) and Deloitte (Deloitte’s Technology Fast 500) and CEO Chris Weiler was recognized as a 2014 Ernst & Young Entrepreneur of the Year. [read post]
19 Mar 2009, 1:35 pm
O'Donnell, who has extensive experience in financial markets. [read post]
15 May 2008, 2:51 pm
To schedule your free consultation, contact Gilbert, Ollanik, & Komyatte, PC today. [read post]
23 May 2014, 5:05 am by Adam Weinstein
HCM purportedly bought and sold exchange traded funds based on a proprietary trading strategy implemented by a computer program. [read post]
23 Dec 2007, 8:00 pm
: (IPKat),Amazon gift ordering patent revoked by the EPO: (OUT-LAW), (IP Law360)Legal protection for databases: case report on dispute between the British Horseracing Board and William Hill: (OUT-LAW),Court of First Instance rejects Enercon's appeal to register a football-shaped wind turbine as a Community trade mark: (Mondaq.com),More on registrability of Tarzan's yell as a trade mark at OHIM: (OUT-LAW), (more from OUT-LAW),Gateway… [read post]