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7 Oct 2009, 2:50 pm by Patrick Hindert
Morbach previously worked as Vice President-Investments at UBS Financial Services Inc. [read post]
2 Sep 2010, 7:44 am
A California based national asset management company, Financial Asset Services, Inc., announced a new service to contact distressed homeowners who are nonresponsive: they will knock on the homeowner's doors! [read post]
15 Dec 2011, 6:14 am by admin
Background In 2007 and 2008, the United States experienced a near collapse of its financial markets. [read post]
On 19 December 2019, the  Association of Financial Markets in Europe, Futures Industry Association, International Capital Market Association, International Swaps and Derivatives Association, Inc. and International Securities Lending Association co-published a new agreement intended to simplify reporting across different EU regulatory regimes. [read post]
26 Jun 2014, 8:49 am by Cynthia Marcotte Stamer
’ largest provider of pharmaceuticals and pharmacy services to nursing homes, Omnicare, Inc. has agreed to pay to settle charges that Omnicare violated the Anti-Kickback Statute by offering improper financial incentives to skilled nursing facilities in return for their continued selection of Omnicare to provide pharmaceuticals and pharmacy services to their residents. [read post]
26 Jun 2014, 8:49 am by Cynthia Marcotte Stamer
’ largest provider of pharmaceuticals and pharmacy services to nursing homes, Omnicare, Inc. has agreed to pay to settle charges that Omnicare violated the Anti-Kickback Statute by offering improper financial incentives to skilled nursing facilities in return for their continued selection of Omnicare to provide pharmaceuticals and pharmacy services to their residents. [read post]
25 Oct 2010, 10:35 am by Adam Solomon
Online marketing plans and sales arrangements that allow consumers to consent in advance to receive and pay for goods or services in the future on a continuing or periodic basis are convenient and beneficial to both consumers and marketers. [read post]
23 Nov 2010, 5:00 am by J Robert Brown Jr.
  He is currently the Chairman of the board of directors of The Mosaic Company, a producer and marketer of crop and animal nutrition products and services, a position he has held since the creation of the company in October 2004. [read post]
16 Jul 2015, 6:59 am by Adam Weinstein
The Financial Industry Regulatory Authority (FINRA) recently filed a complaint against ARI Financial Services, Inc. [read post]
26 Jul 2007, 3:00 am
On July 23, 2007, The Hartford Financial Services Group, Inc. announced settlements of recent investigations for a total of $115 million in restitution and penalties. [read post]
12 Mar 2009, 9:00 am
Best Co. has commented that all financial strength ratings and issuer credit ratings are unchanged for American International Group, Inc. [read post]
5 Mar 2008, 8:01 am
TSC has excellent long-term growth prospects, a strong reputation in its market and domain expertise in the financial services sector. [read post]
11 Jul 2013, 7:25 am by D. Daxton White
, LPL Financial LLC, Commonwealth Financial Network, MML Investor Services LLC, Investors Capital Corp., Signator Investors Inc., Meyers Associates LP, and WFG Investments Inc. [read post]
21 Jan 2010, 1:12 pm by Bob Lawless
Commercial Credit Counseling Services, Inc. d/b/a Corporate Turnaround, (Wake Cty. [read post]
16 Aug 2010, 1:22 pm by MBA
(“WFG”) in connection with their sale of 100% equity of WFG to Open Solutions Inc., a leading provider of integrated enabling technologies for financial service providers throughout the United States, Canada and other international markets. [read post]
11 Apr 2011, 12:41 pm
The Financial Regulatory Authority (FINRA) announced today that it has fined UBS Financial Services, Inc. $2.5 million, and ordered UBS to pay $8.25 million in restitution for omissions and statements regarding the “principal protection” feature of the 100% Principal-Protected Notes (PPNs) issued by Lehman Brothers Holdings Inc. prior to its September 2008 bankruptcy filing. [read post]