Search for: "First Independence v. Sec"
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11 Oct 2022, 4:01 pm
” Sec. of Labor v. [read post]
10 Oct 2022, 2:42 pm
Bissonnette v. [read post]
5 Oct 2022, 6:30 am
First, at least in the near term, the materiality element may pose the most significant challenge for potential plaintiffs. [read post]
3 Oct 2022, 10:45 pm
Any residual doubt was eliminated by the licensing firm's simultaneous SEC filing:"On September 30, 2022, InterDigital, Inc. [read post]
27 Sep 2022, 12:36 pm
” SEC v. [read post]
26 Sep 2022, 6:26 am
The Johnston Team then sent the SEC a 25-page report on the issue, and Johnston and Mittman met with SEC staff to present the findings of the Johnston Team’s independent back-tests.The SEC brought an enforcement action that resulted in a $180 million settlement. [read post]
26 Sep 2022, 3:46 am
There is currently a fair amount of controversy surrounding the level of independent practice that may be exercised by PAs. [read post]
22 Sep 2022, 12:18 pm
Under a Block-the-Justices-If-You-Can Rule appeared first on Reason.com. [read post]
17 Sep 2022, 3:18 pm
Landa,[3] the board responded to a SEC investigation by appointing a special committee to investigate the conduct that had triggered the SEC’s inquiry. [read post]
14 Sep 2022, 7:45 am
The Dormant Commerce Clause balancing test (the Pike v. [read post]
14 Sep 2022, 2:00 am
For example, in Electronic Sec. [read post]
7 Sep 2022, 9:01 pm
First, some issuers with multiple locations or business units (e.g., foreign or domestic subsidiaries, divisions, components) may choose to retain a lead auditor that the PCAOB is already able to inspect or investigate completely that uses, and assumes the responsibility for, the work of other independent auditors or uses the reports of other independent auditors. [read post]
29 Aug 2022, 8:43 am
Notably, Securities and Exchange Commission (“SEC”) regulations required him to certify his reports were independently produced and accurately reflected his views. [read post]
28 Aug 2022, 6:29 am
Bar Ass’n Sec. of Legal Educ. and Admissions to the Bar, Report to the House of Delegates at 4 (adopted Feb. 14, 2022). [read post]
24 Aug 2022, 9:01 pm
On March 4, 2021, then-acting SEC Chair, Allison Herren Lee was the first to act among federal regulators when she announced the creation of a new Climate and ESG Task Force in the SEC Division of Enforcement, with the stated purpose of developing “initiatives to proactively identify ESG-related misconduct. [read post]
21 Aug 2022, 1:15 pm
The RTO in these cases—Midcontinent Independent System Operator, Inc. [read post]
18 Aug 2022, 12:26 pm
Dep't of Homeland Sec. v. [read post]
4 Aug 2022, 12:19 pm
And under State v. [read post]
29 Jul 2022, 4:00 am
In 2018, Buyer learned of T-Mobile’s plans to acquire Sprint after a golf outing with a client, a T-Mobile executive, according to the SEC. [read post]
28 Jul 2022, 9:05 pm
The five most popular proposal topics in 2022, representing 49% of all shareholder proposal submissions, were (i) climate change, (ii) special meetings, (iii) anti-discrimination and diversity, (iv) independent chair, and (v) lobbying spending and political contributions (which tied for fifth most common proposal topic). [read post]
