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14 Feb 2012, 12:05 pm
The regulations need to clarify that either the bank must locate other investors from the fund’s inception so that it stays within the three percent limit or provide additional limits on the initial capital investment to carry out Dodd-Frank’s intent. [read post]
8 Mar 2018, 6:39 pm
Many new regulations—mandated or authorized by the Dodd-Frank Wall Street Reform and Consumer Protection Act (P.L. 111-203) or promulgated under the authority of bank regulators—have been implemented in recent years. [read post]
14 Dec 2016, 4:33 pm
Included in Dodd-Frank was the creation of the Consumer Financial Protection Bureau (CFPB). [read post]
5 Jun 2018, 2:57 am
Dodd-Frank “rollback” nips around the edges only [Victoria Guida and Zachary Warmbrodt, Politico, Diego Zuluaga, Cato] Study on law’s impact on small businesses and banks [Michael D. [read post]
20 Aug 2015, 5:55 am
My UCLAW colleagues Steven Bank and George Georgiev have posted a concise and damning appraisal od Dodd-Frank's executive compensation provisions: This essay argues that regulatory reforms introduced... [[ This is a content summary only. [read post]
27 Sep 2010, 8:53 am
To help our clients, we created a timeline of the effective dates of provisions in the Dodd-Frank Act that could apply to Iowa's community banks. [read post]
30 Aug 2021, 6:22 am
Though the Dodd-Frank Wall Street Reform and Consumer Protection Act (DFA) passed in July 2010 required bank holding companies with more than $10 billion of assets to have a board risk committee, a majority of the banks required to have a risk committee had one before the legislation. [read post]
29 May 2023, 10:30 pm
Yoon , of K&L Gates LLP, explores in fine detail the bank regulations set forth under Dodd-Frank Act, rollback legislation, and proposed regulation. [read post]
21 Jul 2011, 11:20 am
This is the first anniversary of Dodd-Frank, and so, of course, some Congressional committee had to hold a hearing about it; in this case, the Senate Committee on Banking, Housing and Urban Affairs. [read post]
12 Jul 2011, 2:17 pm
Structure Traditional “walls:” Glass-Steagall, McFadden, BHC Act, McCarran-Ferguson M&A & competition Affiliation & Anti-tying GLB & “Deregulation” Dodd-Frank, esp. [read post]
3 Apr 2013, 6:29 am
Having transformed U.S. bank regulation, Dodd-Frank implementation is now reshaping bank corporate governance. [read post]
16 Jul 2013, 6:57 am
On July 2, 2013, the Board of Governors of the Federal Reserve System (the “FRB”) unanimously approved final rules (the “Final Rules”) establishing a new comprehensive capital framework for U.S. banking organizations [1] that would implement the Basel III capital framework [2] as well as certain provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”). [read post]
25 Jan 2012, 3:31 pm
The petition calls on the Federal Reserve and the Financial Stability Oversight Commission to use their authority under Dodd-Frank to break up Bank of America. [read post]
4 Jul 2011, 2:59 pm
In a letter to SEC Chair Mary Schapiro, the banking associations said the proposal goes well beyond what is required either by the Dodd-Frank Act or the problems that it was written to solve. [read post]
15 Sep 2010, 9:50 am
Maxine Waters and Barney Frank. [read post]
6 Mar 2018, 2:49 am
Bainbridge] The law of corporate social responsibility and shareholder accountability [same] Tags: Australia, banks, climate change, corporate governance, Dodd-Frank, mortgages, securities litigation, whistleblowers Banking and finance roundup is a post from Overlawyered - Chronicling the high cost of our legal system [read post]
24 Feb 2011, 9:36 am
Dodd-Frank requires both Commissions to consider whether to exempt small banks from the new mandatory swaps clearing requirements. [read post]
14 Apr 2016, 7:47 pm
Liberty Street Economics Blog: “Since the financial crisis, bank regulatory and supervisory policies have changed dramatically both in the United States (Dodd-Frank Wall Street Reform and Consumer Protection Act) and abroad (Third Basel Accord). [read post]
13 Oct 2010, 5:55 am
Dodd-Frank and the Family Office One of the significant changes to the financial regulatory system that Dodd-Frank will bring about is the regulation of advisers to private funds, through the elimination (effective July 11, 2011) of the 15-client exemption contained in Section 203(b)(3) of the Investment Advisers Act. [read post]
16 Aug 2017, 6:23 am
Under intense pressure from the banking industry, the Trump Administration recently introduced legislation to repeal the Dodd-Frank Act and thereby eliminate the Volcker Rule. [read post]
