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21 Feb 2020, 6:13 am
Hill (Monash University), on Tuesday, February 18, 2020 Tags: Agency model, Australia, ESG, Institutional Investors, International governance, Proxy advisors, Stewardship, Stewardship Code The Strategic Audit Committee: a 2020 Preview Posted by Krista Parsons and Robert Lamm, Deloitte, on Tuesday, February 18, 2020 Tags: Accounting, Audit committee, Audits, Boards of Directors, Disclosure, Financial reporting … [read post]
20 Apr 2023, 1:20 pm
We’d also like to highlight the promotion of Frank J. [read post]
9 Oct 2009, 5:58 am
Wilcox Head of Corporate Governance, GWM Group Chairman, Sodali Ltd [read post]
13 Sep 2012, 7:26 pm
“Our law firm is involved in other actions, advising and representing whistleblowers,” said Shepherd Smith Edwards and Kantas, Ltd. [read post]
2 Aug 2011, 4:03 pm
Federal Election Commission (PDF) H.R. 2517: Shareholder Protection Act of 2011, GovTrack More Blog Posts: Securities Lawsuits Expected to Reach Record High in ’11, Says Advisen Ltd. [read post]
19 Jul 2009, 8:30 am
In addition, Congressman Weiner voiced his concerns regarding additional companies with ties to Iran such as Sasol Ltd., Royal Dutch Shell PLC, Lukoil, ENI, Total SA, and Gazprom. [read post]
20 Oct 2023, 2:40 pm
The event brought together top investment managers and allocators to discuss specific investment ideas and the fund investment environment. [read post]
30 Nov 2018, 6:06 am
Soran, Fried, Frank, Harris, Shriver & Jacobson LLP, on Monday, November 26, 2018 Tags: Boards of Directors, Conflicts of interest, Delaware cases, Delaware law, Disclosure, Merger litigation, Mergers & acquisitions, Shareholder activism Do Private Equity Funds Manipulate Reported Returns? [read post]
30 Jan 2012, 5:45 pm
Move to corporate model: the creation of Slater & Gordon UK Ltd. will mark the latest and certainly one of the biggest, examples of the steady incorporation of the UK legal market. [read post]
30 Apr 2021, 1:35 pm
In a landmark 2020 case In the Matter of Coinsquare Ltd. et al., Shaifali noted the OSC reached a settlement of close to $2 million with Coinsquare Ltd. and other companies for breaches of the anti-reprisal provisions of the Ontario Securities Act. [read post]
15 Feb 2022, 2:05 pm
” Investment companies and investment advisors must register and are subject to various restrictions, including on compensation. [read post]
6 Mar 2017, 4:26 pm
Tourre, the court stated in dicta that “[b]ecause the Dodd-Frank Act effectively reversed Morrison in the context of SEC enforcement actions, the primary holdings of this opinion affect only pre-Dodd Frank conduct. [read post]
7 Jul 2014, 3:16 pm
Frank Petrella died in 1981 – during the initial terms of the three copyrighted works. [read post]
24 Nov 2011, 1:02 pm
SIPC coverage is not all-encompassing, however, and generally does not apply to investments such as commodity of futures contracts, investment contracts, and oil/gas/mineral leases unless those investments are registered with the SEC. [read post]
1 Mar 2017, 9:30 am
Background: investment company affected by fraud [8] HC is an investment company incorporated in the Isle of Man in 2005. [read post]
3 Aug 2014, 11:34 am
OBED LIMONTE, FRANK DE LA OLIVA and EXUS ISUZU PARTS, CORPORATION, Appellees. 3rd District.Civil procedure -- Discovery in aid of execution -- Attorney-client privilege -- Trial court departed from essential requirements of law in ordering production of attorney-client privileged documents under crime-fraud exception without affording defendant an evidentiary hearing to offer its reasonable explanation of its conduct or communicationsMERCO GROUP OF THE PALM BEACHES, INC., Petitioner, v. [read post]
13 Mar 2024, 7:24 pm
Frank Drebin of Police Squad (who also starred in the 1980 movie “Airplane! [read post]
2 Jun 2010, 7:06 am
Other players such as Toronto-based DBRS Ltd. are pushing to gain market share. [read post]
14 Nov 2023, 9:01 pm
“The investing public benefits from the Division of Enforcement’s work as a cop on the beat,” said SEC Chair Gary Gensler. [read post]
15 Nov 2023, 6:26 am
The SEC settled charges against registered investment adviser D. [read post]
