Search for: "Gary Light"
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26 Apr 2022, 9:01 pm
Thank you. [read post]
23 Apr 2022, 5:36 pm
(Joe Light, The Washington Post). [read post]
14 Apr 2022, 3:00 am
In light of that level of investor interest, political spending disclosure was something he thought the SEC should consider. [read post]
13 Apr 2022, 9:01 pm
These priorities reflect SEC Chair Gary Gensler’s stated view that the examinations program is crucial to the SEC’s work to protect investors and instill trust in markets. [read post]
13 Apr 2022, 5:59 am
Private securities class action lawsuits targeting SPACs, SPAC directors, and operating company executives are increasingly common in light of regulatory scrutiny and a proliferation of short seller attacks. [read post]
13 Apr 2022, 5:59 am
Private securities class action lawsuits targeting SPACs, SPAC directors, and operating company executives are increasingly common in light of regulatory scrutiny and a proliferation of short seller attacks. [read post]
31 Mar 2022, 6:39 am
The bulletin, which was praised by Chair Gary Gensler, is intended to assist firms and their professionals with considering reasonably available alternatives and cost, addressing conflicts of interest, and adopting and implementing policies and procedures when making account recommendations.Reg BI vs. [read post]
31 Mar 2022, 3:30 am
The SEC is pitching the proposal as a way to level the playing field between SPACs & traditional IPOs, which SEC Chair Gary Gensler emphasized in his statement on the proposal. [read post]
30 Mar 2022, 1:20 pm
” On March 16, 2022, the Caucus issued a letter to SEC Chair Gary Gensler demanding information on SEC “voluntary” requests for documents and information to blockchain, cryptocurrency, digital assets, or other similar entities. [read post]
25 Mar 2022, 9:17 am
In light of the U.S. [read post]
17 Mar 2022, 10:34 am
Key Findings Policymakers on both the left and right have brought industrial policy back into focus after slow growth over the past few decades and growing concern over the state of America’s manufacturing sector. [read post]
14 Mar 2022, 7:47 am
When asked by reporters in January whether 2022 will be the year that the SEC starts regulating crypto trading platforms, SEC Chairman Gary Gensler responded: “You shouldn’t put timelines on yourself, but I will say I sure hope so. [read post]
12 Mar 2022, 7:37 am
But, surprisingly, the conflicts are not between the Dems and the one Republican remaining on the SEC; rather, they’re reportedly between SEC Chair Gary Gensler and the two other Democratic commissioners, Allison Herren Lee and Caroline Crenshaw, about how far to push the proposed new disclosure requirements, especially in light of the near certainty of litigation, and whether to require that the disclosures be audited. [read post]
4 Mar 2022, 3:00 am
These investments come to light in the midst of Russia’s invasion of Ukraine, which has prompted the U.S. government to hit Russia with heavy sanctions and triggered boycotts of Russian products and culture. [read post]
3 Mar 2022, 10:05 pm
Apple gets patents on many ideas that never see the light of day, so I don't report on them very often. [read post]
1 Mar 2022, 3:31 am
As this MarketWatch article explains, this proposal fits in nicely with SEC Chair Gary Gensler’s overall goal of market transparency. [read post]
18 Feb 2022, 2:14 pm
Shiina Edited by Gary J. [read post]
17 Feb 2022, 6:01 am
A review of marketing practices is also warranted, not only in light of the Risk Alert, but also because of the upcoming advertising rule change. [read post]
14 Feb 2022, 9:21 am
Gary Burger Founder | Injury Attorney Gary Burger has dedicated his career to standing up against bullies. [read post]
11 Feb 2022, 3:00 am
The flurry of cases shed light on a chilling trend: in recent years, and particularly since the beginning of Donald Trump’s presidency, a growing number of Americans have taken ideological grievance and political outrage to a new level, lodging concrete threats of violence against members of Congress. [read post]
