Search for: "Harry Dodds"
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22 Apr 2016, 6:06 am
Gelfond, Fried, Frank, Harris, Shriver & Jacobson LLP, on Wednesday, April 20, 2016 Tags: Charter & bylaws, Compliance and disclosure interpretation, Proxy disclosure, Proxy season, Proxy voting, Rule 14a-4, Rule 14a-8, SEC, Securities Regulation, Shareholder proposals, Shareholder voting U.S. [read post]
24 May 2013, 9:00 am
Relatedly: BMO Harris Bank has agreed to a $400,000 settlement with fourteen of its former employees in connection with allegations brought by the EEOC pursuant to the ADA that BMO Harris had illegally terminated the employees after they had taken medical leave instead of provided reasonable accommodations that would have enabled them to return to work. [read post]
25 Sep 2008, 11:11 pm
Chris Dodd and the Treasury Department online. [read post]
10 Feb 2017, 5:54 am
Berkovitz, Wilmer Cutler Pickering Hale and Dorr LLP, on Saturday, February 4, 2017 Tags: Algorithmic trading, Broker-dealers, CFTC, Commodities, Conflicts of interest, Cybersecurity, Derivatives, Dodd-Frank Act, Financial technology, Insider trading, Risk management, Securities enforcement, Securities fraud, Securities regulation, Swaps, Whistleblowers Financial Statement Requirements in US Securities Offerings Posted by Alexander F. [read post]
15 Nov 2016, 4:34 pm
The latest illustration of how fast things are changing is Dan Harris’s November 14, 2016 post on his China Law Blog (here), in which he noted that China – yes, China – is becoming the preferred forum for IP litigation. [read post]
4 Feb 2018, 9:30 pm
Outsider Harry Markopolos repeatedly warned the U.S. [read post]
26 Feb 2016, 6:06 am
Securities & Exchange Commission, on Wednesday, February 24, 2016 Tags: Accountability, Boards of Directors, Broker-dealers, Capital formation, Crowdfunding, Disclosure, Dodd-Frank Act,Exchange-traded funds, Financial Regulation, Investor protection, JOBS Act, Proxy access, Proxy voting, SEC, Securities Regulation, Shareholder nominations, Shareholder voting, Swaps, Transparency The Ownership and Trading of Debt Claims in Chapter 11 Restructurings Posted by David Smith, University… [read post]
25 Sep 2012, 12:22 pm
Harry Markopolos is, no doubt, well versed in Undeniable Truth No. 2 [PDF]. [read post]
21 Oct 2022, 6:30 am
Securities and Exchange Commission, on Friday, October 14, 2022 Tags: Audits, Disclosure, Dodd-Frank Act, Oversight, Sarbanes–Oxley Act, SEC rulemaking, Securities regulation Chancery Court Decision Illuminates Contours of Director Oversight Liability Posted by Paul R. [read post]
7 Jul 2008, 10:59 pm
Senator Christopher Dodd (D-Connecticut) is scheduled to take to the Senate floor early evening Tuesday. [read post]
30 Dec 2016, 6:09 am
Harris, Public Company Accounting Oversight Board, on Tuesday, December 27, 2016 Tags: Accounting, Accounting standards, Audits, Corporate culture, Disclosure, Environmental disclosure, Financial reporting, Financial technology, GAAP, Innovation, Misconduct, Misreporting, Oversight, PCAOB, Settlements, Transparency Rethinking US Financial Regulation in Light of the 2016 Election Posted by Reena Agrawal Sahni, Shearman & Sterling LLP, on Tuesday, December 27, 2016 Tags: Banks,… [read post]
12 Feb 2016, 6:03 am
Schwenkel, Fried, Frank, Harris, Shriver & Jacobson LLP, on Thursday, February 11, 2016 Tags: Boards of Directors, Charter & bylaws, Deal protection, Delaware cases, Delaware law, Director nominations,Engagement, Entrenchment, Proxy contests, Settlements, Shareholder activism, Shareholder suits, Shareholder voting,Takeover defenses, Unocal standard Top M&A Developments and Trends for 2016 Posted by Barbara L. [read post]
31 Mar 2022, 1:19 pm
In his letter, Kohn also highlighted the pivotal role the AML Whistleblower Program can play in the United States’ fight against corruption, as outlined by the Biden-Harris Administration’s United States Strategy on Countering Corruption. [read post]
12 Feb 2016, 6:03 am
Schwenkel, Fried, Frank, Harris, Shriver & Jacobson LLP, on Thursday, February 11, 2016 Tags: Boards of Directors, Charter & bylaws, Deal protection, Delaware cases, Delaware law, Director nominations,Engagement, Entrenchment, Proxy contests, Settlements, Shareholder activism, Shareholder suits, Shareholder voting,Takeover defenses, Unocal standard Top M&A Developments and Trends for 2016 Posted by Barbara L. [read post]
25 Oct 2010, 7:11 am
MORE: Dodd Harris references this Robert Heinlein quote: Political tags — such as royalist, communist, democrat, populist, fascist, liberal, conservative, and so forth — are never basic criteria. [read post]
4 Dec 2007, 12:57 am
Christopher Dodd (PDF 1.46 MB)Letter Urges the Administration to Insist that Servicers, Lenders, and Other Mortgage Market Participants Undertake Efforts to Reduce Foreclosures12/03/2007
Letter to the Department of the Treasury Secretary Henry Paulson From Sen. [read post]
28 Apr 2010, 12:06 am
The Republicans may feel even a bit more pressure this week to reach agreement, as they recognize that only a couple of their members need to defect to allow the bill drafted by Chris Dodd to reach the floor. [read post]
4 Nov 2016, 1:01 am
Barrett Posted by Warren S. de Wied, Fried, Frank, Harris, Shriver & Jacobson LLP, on Wednesday, November 2, 2016 Tags: Delaware cases, Delaware law, Disclosure, Duty of care, Duty of loyalty, Fiduciary duties, Merger litigation,Mergers & acquisitions [read post]
11 Mar 2016, 6:14 am
Securities & Exchange Commission, on Saturday, March 5, 2016 Tags: Asset-backed securities, Credit risk, Dodd-Frank Act, EU, Europe, International governance, Investor protection,Risk management, Risk oversight, SEC, Securities Regulation, Securitization, Transparency NYSE Rule on Reporting by Foreign Private Issuers Posted by Stuart H. [read post]
19 Dec 2006, 2:49 am
" Andy Little, one of Ross' longtime students and a student advisor in The Honors College, read Ross' moving essay "On Teaching;" My tribute to Ross is here, Harris County Treasurer-elect Orlando Sanchez's tribute is here, and the tribute of Jeff Dodd, a partner at Andrews & Kurth who specializes in corporate securities law, is here; and Finally, Honors College Dean Ted Estess was scheduled to reprise his moving eulogy that he originally… [read post]
