Search for: "Head of the Stock Exchange"
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25 Jul 2017, 9:31 pm
The Virginia norovirus outbreak this past week sent the share price down again, with shareholders seeing it at $336 and below during day trading on the New York Stock Exchange. [read post]
26 Oct 2009, 7:22 am
Market was in chaos by noon, with the Exchange facilities overwhelmed; brokers were flooded with orders and the stock ticker rapidly fell behind to the point of being worthless. [read post]
13 Jan 2022, 11:05 am
Rule 10b-18, however, does not protect against other types of violations of the Exchange Act and Rule 10b-5, such as violations arising from purchases made by an issuer on the basis of material non-public information. https://corpgov.law.harvard.edu/2013/03/14/questions-surrounding-share-repurchases/ [viii] U.S. stock buybacks head for record in third quarter | Reuters [read post]
1 Feb 2008, 8:38 am
South Korean Court Gives Lone Star Head 5 Years for Stock FraudThe Deal"A South Korean court Friday unexpectedly found Lone Star Funds' local head guilty of stock price manipulation and sentenced him to five years' imprisonment. [read post]
16 Oct 2012, 9:30 pm
This could cause stock prices to fall even faster. [read post]
25 Sep 2008, 3:35 pm
That's partly due, says Bruce Hiler, head of the securities group at Cadwalader Wickersham & Taft and a former associate director of enforcement at the Securities & Exchange Commission (SEC), to the posturing by congressmen looking for a soundbite moment to slam Wall Street.We talked to Hiler about about short sales and the asset-backed securities bailout plan. [read post]
21 Mar 2012, 9:14 am
“In some instances the auditor accepted management’s representations at face value and did not perform sufficient alternative procedures to independently verify the information they received,” the report says.Toronto Stock Exchange operator TMX Group said in a statement that it welcomed the report and is already developing its own additional guidance for emerging markets issuers. [read post]
21 Nov 2009, 4:14 pm
To the Securities and Exchange Commission: On November 18, 2009, Overstock.com (NASDAQ: OSTK) held conference call where CEO Patrick M. [read post]
20 Feb 2013, 7:50 am
Indeed, if confirmed, White will be the first former criminal prosecutor to head the SEC. [read post]
9 Oct 2007, 12:40 pm
Only after the PIPE shares registration is approved by the Securities and Exchange Commission (SEC) are investors free to sell them on the open market. [read post]
30 Aug 2023, 6:30 am
By contrast, reverse stock splits are most often employed by microcap companies as a way to raise the share price and thereby avoid delisting for failure to meet the stock exchange minimum bid price requirement. [read post]
30 Aug 2023, 6:30 am
By contrast, reverse stock splits are most often employed by microcap companies as a way to raise the share price and thereby avoid delisting for failure to meet the stock exchange minimum bid price requirement. [read post]
27 Oct 2021, 6:01 am
In the U.S., the Securities and Exchange Commission has begun to regulate the matter. [read post]
2 Apr 2009, 7:41 am
Often, the resolutions seek authority for holders of 10 percent of the company's outstanding common stock to call a meeting, through thresholds have varied. [read post]
30 Oct 2008, 12:34 pm
Remember: the SEC is charged with serving and protecting US investors - not stock exchanges or consulting firms who would benefit from accounting standard changeovers. [read post]
20 Aug 2010, 4:43 am
A recent Securities and Exchange Commission filing by the chief executive of China Fire & Security Group Inc. [read post]
24 Jun 2008, 12:36 am
In his lawsuit, Vale accused Blodget of issuing bogus positive reports about Internet Capital Group Inc. and B2B Internet HOLDRs, an exchange traded fund. [read post]
12 Feb 2008, 1:36 pm
" The issue may be headed back to the courts. [read post]
24 Dec 2008, 8:41 pm
The plaintiffs also failed to confront this situation head on. [read post]
25 Jan 2011, 9:32 am
Such a holding, said the court, would turn Morrison’s presumption against the extraterritoriality reach of Rule 10b-5 on its head. [read post]
