Search for: "Hedge Fund Attorney"
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14 May 2012, 1:19 pm
That includes the so-called Volcker Rule, which generally bans banking institutions from investing in private equity or hedge funds or engaging in proprietary trading. [read post]
2 Dec 2008, 8:04 pm
In the lawsuit the hedge funds states... [read post]
22 Nov 2011, 10:07 am
Because when we hear a story about hedge funds it’s usually about some scam that was run by a hedge fund CEO that succeeded in swindling investors out of lots of money. [read post]
21 Jun 2007, 10:38 am
It the hedge fund is dissolved it would become the second blowup of hedge funds dealing in the high risk home loans, known as "subprime" mortgages. [read post]
9 Jul 2007, 12:53 am
The next day, in the biggest rescue of a hedge fund in almost a decade, Bear Stearns committed $3.2 billion to bail out the fund (later revised to $1.6 billion) That day, Mr. [read post]
12 May 2025, 6:30 am
Forman has worked with hedge fund and private equity fund managers, investment advisers, multifamily offices, introducing and clearing brokers, banks, trust companies, insurance companies, money services businesses, payment processors and other financial services, financial technology and emerging technology companies to address their most sensitive issues. [read post]
29 Jan 2022, 8:34 am
____The attorneys at Sallah Astarita & Cox, LLC are former SEC Senior staff attorneys and counsel to brokerage firms, private funds, and investment advisors. [read post]
10 Nov 2009, 7:46 am
A lawyer pleaded guilty Monday to impersonating representatives of both a hedge fund and a pension fund in order to assist disgraced ex-attorney Marc S. [read post]
13 Jan 2016, 8:30 am
The current case exemplifies overreaching by a hedge fund to seek liability where none exists. [read post]
30 Aug 2005, 12:11 pm
[JURIST] Leading Tuesday's corporations and securities law news, the Arizona Attorney General's office [official website] has announced that $101 million it seized earlier this year may belong to failed hedge fund company Bayou Management. [read post]
22 Aug 2018, 6:28 am
Most recently, in April 2018, a customer alleged that from 2013 to 2015, Morrissett misrepresented two hedge funds by providing misleading information to the customer about the suitability of the funds, when in fact the hedge funds were unsuitable to the customer’s investment objectives. [read post]
12 Aug 2016, 9:00 am
Bharara’s prosecutorial aggressiveness has resulted in a large number of convictions of banks, hedge funds and Wall Street insiders. [read post]
26 Sep 2012, 7:34 pm
The securities lawsuit against him and attorney Robert Custis was filed in the U.S. [read post]
19 Mar 2009, 3:16 am
In order to resolve these proceedings, the hedge fund entered into settlement agreements and agreed to pay $148 million in disgorgement. [read post]
15 Jul 2014, 6:27 am
According to FINRA, Mustaphalli was not cooperating with the agencies requests to provide account statements for the hedge fund. [read post]
11 Dec 2009, 6:22 am
Yesterday the SEC charged another attorney from Ropes & Gray LLP in the agency's ongoing investigation into a $20 million insider trading ring involving Wall Street traders, lawyers, and hedge fund managers. [read post]
22 Dec 2009, 5:15 am
Yesterday the SEC charged another attorney from Ropes & Gray LLP in the agency's ongoing investigation into a $20 million insider trading ring involving Wall Street traders, lawyers, and hedge fund managers. [read post]
11 May 2011, 3:43 pm
Department of Justice, this is supposedly the largest insider trading case involving a hedge fund in U.S. history. [read post]
12 Oct 2006, 8:31 am
[JURIST] US Attorney Patrick Meehan [official profile] filed an indictment [PDF text, press release] Thursday against stockbrokers Anthony Postiglione, Jr. and William Lennon, co-founders of Foutainhead Fund LP, alleging that they defrauded investors out of almost $2 million. [read post]
27 Mar 2024, 5:25 pm
As fiduciaries entrusted with managing investors’ funds, hedge managers have a duty to act in their clients’ best interests and avoid engaging in illegal trading practices. [read post]
