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29 Jul 2022, 6:30 am
., on Tuesday, July 26, 2022 Tags: Cybersecurity, Decision-making, Human capital, International governance, Management, Russia, Supply chain, Ukraine The Complex, Contentious, and Changing Nature of Financial Reporting Standards Posted by Robert Eccles (Oxford University), and Kazbi Soonawalla (Oxford University), on Tuesday, July 26, 2022 Tags: Accounting, Accounting standards, ESG, FASB, Financial… [read post]
29 Jul 2022, 6:30 am
., on Tuesday, July 26, 2022 Tags: Cybersecurity, Decision-making, Human capital, International governance, Management, Russia, Supply chain, Ukraine The Complex, Contentious, and Changing Nature of Financial Reporting Standards Posted by Robert Eccles (Oxford University), and Kazbi Soonawalla (Oxford University), on Tuesday, July 26, 2022 Tags: Accounting, Accounting standards, ESG, FASB, Financial… [read post]
26 Jul 2022, 6:32 am
Posted by Hester M. [read post]
26 Jul 2022, 6:32 am
Posted by Hester M. [read post]
25 Jul 2022, 4:10 am
VOTE Stephen Kohn for Small Firm Governor (BrokeAndBroker.com Blog)SEC Charges JPMorgan, UBS, and TradeStation for Deficiencies Relating to the Prevention of Customer Identity Theft (SEC Release)Statement Regarding In the Matter of Aegis Capital Corporation by SEC Commissioner Hester M. [read post]
22 Jul 2022, 6:30 am
Statement by Commissioner Peirce on Proposed Amendments to Rule 14a-8 Posted by Hester M. [read post]
22 Jul 2022, 6:30 am
Statement by Commissioner Peirce on Proposed Amendments to Rule 14a-8 Posted by Hester M. [read post]
18 Jul 2022, 11:30 pm
As SEC Commissioner Hester Peirce explained, fractionalized non-fungible tokens and NFT index baskets may be closer to investment product(s) and be deemed securities. [read post]
17 Jul 2022, 6:23 am
” As with recent prior agendas, SEC Commissioner Hester Peirce has almost no kind words for the agency’s plans—“flawed goals and a flawed method for achieving them. [read post]
17 Jul 2022, 6:23 am
” As with recent prior agendas, SEC Commissioner Hester Peirce has almost no kind words for the agency’s plans—“flawed goals and a flawed method for achieving them. [read post]
15 Jul 2022, 6:29 am
Musk: The Complaint Posted by Anna Restuccia (Harvard Law School), on Thursday, July 14, 2022 Tags: Acquisition agreements, Delaware cases, Delaware law, Elon Musk, Merger litigation, Mergers & acquisitions, Social media, Termination, Twitter Statement by Commissioner Peirce on Adoption of Amendments to the Rules Governing Proxy Voting Advice Posted by Hester M. [read post]
15 Jul 2022, 6:29 am
Musk: The Complaint Posted by Anna Restuccia (Harvard Law School), on Thursday, July 14, 2022 Tags: Acquisition agreements, Delaware cases, Delaware law, Elon Musk, Merger litigation, Mergers & acquisitions, Social media, Termination, Twitter Statement by Commissioner Peirce on Adoption of Amendments to the Rules Governing Proxy Voting Advice Posted by Hester M. [read post]
15 Jul 2022, 6:29 am
Posted by Hester M. [read post]
15 Jul 2022, 6:29 am
Posted by Hester M. [read post]
14 Jul 2022, 7:37 am
Posted by Hester M. [read post]
14 Jul 2022, 7:37 am
Posted by Hester M. [read post]
11 Jul 2022, 3:51 am
Boustead Securities Survives Motion to Dismiss in Success Fee Dispute (BrokeAndBroker.com Blog)SEC Adopts Amendments to Proxy Rules Governing Proxy Voting Advice / Amendments Address Concerns by Investors and Others Regarding Rules That May Impair the Timeliness and Independence of Proxy Voting Advice (SEC Release)Protecting the Independence of the Proxy Voting Process: Statement on Amendments Governing Proxy Voting Advice by SEC Commissioner Allison Herren LeeU-Turn: Comments on Proxy Voting Advice… [read post]
11 Jul 2022, 3:51 am
Guest Blog: Fair Credit Reporting Act (FCRA) and Regulation S-P by Regulated or Aggrieved (BrokeAndBroker.com Blog)Statement on the Order Granting Temporary Conditional Exemptive Relief from Certain Requirements of the National Market System Plan Governing the Consolidated Audit Trail by SEC Commissioner Hester M. [read post]
11 Jul 2022, 3:51 am
Guest Blog: Fair Credit Reporting Act (FCRA) and Regulation S-P by Regulated or Aggrieved (BrokeAndBroker.com Blog)Clarksville Man Sentenced to Over Three Years in Federal Prison for Bilking Investors Out of Over $1.4 Million (DOJ Release)"Former Battle Ground, Washington, bank branch manager charged with stealing over $1 million from elderly customers / Allegedly used authority and access to conduct unauthorized transactions (DOJ Release)Reality Show Cast Member Pleads Guilty To Running… [read post]
7 Jul 2022, 9:01 pm
[2] Hester M. [read post]
