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26 May 2009, 11:59 am
Unknown to the investor, the account had a $20 million cash deficit and $42.5 million in international notes, the government said. [read post]
30 Aug 2019, 9:50 am
BlackRock, Inc. [read post]
21 Sep 2022, 10:32 am
Clear Channel Commc'ns, Inc. [read post]
9 Jan 2017, 12:23 pm
A bi-weekly publication from Consultiva Internacional, Inc. [read post]
24 Feb 2011, 7:02 am
The 2008 Superior Court of Quebec decision in Teitelbaum v. 9093-8119 Quebec Inc. and the 1980 Ontario Supreme Court decision in Royal Bank of Canada v. [read post]
11 Jul 2022, 5:20 am
UBS will pay a $17.4 million penalty and $7.2 million in disgorgement and interest (In the Matter of UBS Financial Services Inc., Release No. 34-95168, June 29, 2022).The “Yield Enhancement Strategy” (YES) is an options trading strategy designed by a team at Credit Suisse to generate income from an existing portfolio of securities. [read post]
29 Dec 2017, 12:31 pm
The firm’s brokers and supervisors, meanwhile, relied on internally disseminated research ratings to make security recommendations and to monitor customer transactions and portfolio allocations. [read post]
19 Jan 2024, 12:33 pm
ITC, the Federal Circuit has affirmed determinations by the International Trade Commission (“ITC”) favoring the patent holder Universal Electronics, Inc. [read post]
24 Jan 2017, 7:23 am
International Trade Commission(ITC) and the U.S. [read post]
8 Apr 2010, 8:49 pm
The SEC’s enforcement division is accusing Morgan Keegan of failing to put into place reasonable procedures to internally price the portfolio securities in five funds, and as a result, being unable to accurately calculate the funds’ “net asset values. [read post]
17 Aug 2009, 11:26 am
It is operated as a Radisson pursuant to a November 20, 2007 agreement with Radisson Hotels International, Inc. and is managed by Portfolio LAX, LLC pursuant to an October 31, 2007 agreement. [read post]
27 Feb 2013, 1:31 pm
Pursue a diverse portfolio of energy resources; 2. [read post]
25 Jul 2022, 4:49 pm
About Exterro, Inc. [read post]
6 Feb 2012, 9:46 am
Topics addressed will include the role of research funding portfolios, intellectual property frameworks, venture capital, public-private partnerships, state and local initiatives, international cooperation, and metrics such as private sector and industry investments, patents and publications, and the development of a technologically-educated workforce as metrics for nanotechnology. [read post]
25 Oct 2010, 7:48 pm
The complaint alleges that NetApp, Inc. of Sunnyvale, California (“NetApp”), Dell, Inc. of Round Rock, Texas (“Dell”), Xyratex, Ltd. of the United Kingdom, Xyratex International Inc. of West Sacramento, California, and Xyratex (Malaysia) Sdn Bhd of Malaysia (collectively, “Xyratex”), Dot Hill Systems Corp. of Longmont, Colorado (“Dot Hill”), International Business Machines Corporation of Armonk, New York… [read post]
4 Aug 2020, 4:28 am
The combined company will now have 14 U.S. offices, six international offices (London, Dublin, Dusseldorf, Munich, Paris and Shanghai), and eight data centers worldwide. [read post]
15 Feb 2021, 1:00 am
Professor Chiariny teaches Patent Law and International Private Law at the University of Montpellier. [read post]
18 Oct 2023, 9:01 pm
Like the SEC’s prior action against BNY Mellon Investment Adviser Inc. [read post]
24 Feb 2021, 6:01 am
ISS ESG has identified 10 of the key global trends that we believe responsible investors will be focusing on through 2021, both in terms of impacts on portfolio risk/returns, and in terms of time spent managing policies and stakeholder relationships. [read post]
12 Jul 2017, 8:19 am
This PoC demonstrated how technology could potentially facilitate compliance and the development of best practice in some key areas of regulation; and measuring performance on the BoE’s internal projects portfolio. [read post]
