Search for: "INVESTORS DOES 1-10"
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4 Dec 2018, 3:28 am
Suppose an investor sells a property for $2 million and identifies 10 replacement properties. [read post]
29 Sep 2015, 7:30 am
For example, if the placement agent succeeds in placing 100,000 shares at $1 per share with its investors, and its commission is 8%, its compensation will be $8,000. [read post]
10 Jan 2023, 6:30 am
Posted by Charles McConnell, Xuan Jin, White & Case LLP, on Tuesday, January 10, 2023 Editor's Note: Charles McConnell is a Partner and Xuan Jin is Counsel at White & Case LLP. [read post]
10 Jan 2023, 6:30 am
Posted by Charles McConnell, Xuan Jin, White & Case LLP, on Tuesday, January 10, 2023 Editor's Note: Charles McConnell is a Partner and Xuan Jin is Counsel at White & Case LLP. [read post]
1 Mar 2007, 4:36 pm
As many business-savy individuals are well aware, a merger of two companies does not necessarily equate with an increase in share price as many potential investors remain skeptical of the new-found strengths of the merged entity. [read post]
20 Nov 2012, 3:10 pm
Note: Neither the investor nor the investor’s spouse and children count toward the 10-employee minimum. [read post]
17 Feb 2012, 8:10 am
Answer #10 If your H-1B CAP case was filed with a beginning work date of October 1, of the present fiscal year, then you are covered under the CAP GAP. [read post]
25 Feb 2011, 1:32 pm
" The Ceres report -- Disclosing Climate Risk & Opportunities In SEC Filings, A Guide For Corporate Executives, Attorneys & Directors -- comes one year after the Securities and Exchange Commission (SEC) issued formal interpretive guidance for companies on climate-related information they should be disclosing to investors in their 10-Ks or 20-Fs, as well as quarterly filings [See WIMS 1/28/10]. [read post]
14 Jun 2012, 2:00 am
Section 12(g)(1) of the Securities Exchange Act previously required issuers with total assets of $10 million and a class of equity securities held of record by 500 or more persons to register the security with the Securities and Exchange Commission. [read post]
25 Mar 2014, 3:17 am
Survey: Top 10 Most Common Risk Factors Thanks to Intelligize, here are the most common risk factors during '13 based on their research looking through both '34 Act and '33 Act filings last year: 1. [read post]
8 Jul 2022, 6:30 am
It is our pleasure to submit comments in support of S7-10-22, the proposed rule “The Enhancement and Standardization of Climate-Related Disclosures for Investors”. [read post]
8 Jul 2022, 6:30 am
It is our pleasure to submit comments in support of S7-10-22, the proposed rule “The Enhancement and Standardization of Climate-Related Disclosures for Investors”. [read post]
27 Jun 2013, 5:00 am
” 1 U.S.C. [read post]
9 Jun 2016, 8:59 am
Whistleblower awards can range from 10 percent to 30 percent of the money collected when the monetary sanctions exceed $1 million. [read post]
17 May 2016, 10:58 am
Whistleblower awards can range from 10 percent to 30 percent of the money collected when the monetary sanctions exceed $1 million. [read post]
25 Jan 2018, 7:45 am
The SEC has stated that it does not like these fees unless they are fully disclosed. [read post]
25 Aug 2016, 7:51 am
The good news is that this does not affect the amounts that the company can raise in other exempt (non-crowdfunding) offerings during that same 12-month period. [read post]
2 Aug 2022, 9:01 pm
In Lorenzo, the Supreme Court held that a person who disseminates materially misleading statements with the intent to defraud investors can be held primarily liable under Section 17(a)(1) of the Securities Act, Section 10(b) of the Securities Exchange Act, and SEC Rule 10b-5(a) and (c), even if that person does not “make” any statement to investors.[5] The Supreme Court based its decision on the text of the rule and overlap of the… [read post]
17 Mar 2021, 3:00 am
However, celebrity involvement in a SPAC does not mean that the investment in a particular SPAC or SPACs generally is appropriate for all investors. [read post]
10 Apr 2009, 12:14 pm
For example, if the total amount of the fraud totals $28 million and Investor A invested $2.8 million, Investor A would receive 10% of the $10 million or $1 million. [read post]
