Search for: "INVESTORS DOES 1-10" Results 141 - 160 of 3,059
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
15 Oct 2023, 4:58 am by Arlo Kipfer
Between 1 and 10 years of service: 5 days/year. [read post]
10 Oct 2023, 9:03 pm by renholding
Further, the final rules require passive investors who are not qualified institutional investors to file their initial Schedule 13G filings within five business days rather than 10 days. [read post]
10 Oct 2023, 9:01 pm by renholding
Does the group guidance inappropriately downplay the importance of an “agreement” in group formation? [read post]
8 Oct 2023, 10:37 am by Kevin LaCroix
The law firm memo does not specifically discuss or address the rise of collective investor actions in the U.K. and the E.U. [read post]
4 Oct 2023, 2:08 pm by Kevin LaCroix
  At the end of the piece there are 10 takeaways for directors, board committees and others with interests in the topics covered. [read post]
2 Oct 2023, 9:50 am by Zak Gowen
  Ordinarily, these institutional investors have small—but significant—positions (often 4-10%) in major companies throughout a particular sector. [read post]
26 Sep 2023, 9:01 pm by renholding
’”[19] The Court held “[t]hat a claim is fact-intensive does not preclude dismissal under Rule 12(b)(6) if the plaintiff fails to allege facts plausibly supporting a claim upon which relief can be granted. [read post]
26 Sep 2023, 4:49 am by Guest Author
They read like a checklist of red flags taken directly from SEC’s own investor protection website. [read post]
24 Sep 2023, 9:01 pm by renholding
  The Fufeng case generated significant national security and geopolitical debate in Washington given the proximity of the land to the Grand Forks Air Force Base.[1] These debates rapidly radiated beyond the beltway to state legislatures. [read post]
13 Sep 2023, 6:00 am by Tad Lipsky
Mellon was a highly successful financier; one of the world’s first venture-capital investors (financing hundreds of enterprises); a leading philanthropist (original and main benefactor of the National Gallery of Art); and secretary of the U.S. [read post]
12 Sep 2023, 9:01 pm by renholding
The dedicated staff of this agency does extraordinary work with limited resources. [read post]
11 Sep 2023, 9:01 pm by renholding
Although the Final Rules abandoned most of the headline prohibitions in the SEC’s original proposal (the “Proposed Rules”) from February 10, 2022 (discussed in our Alert Memo here) —which created shock waves through the industry for its proscriptive requirements and tone — the Final Rules still contain onerous and market practice-changing requirements. [read post]
7 Sep 2023, 9:01 pm by renholding
The high minimum denomination requirement is intended generally to disincentivize direct holdings of LTD by retail investors. [read post]
6 Sep 2023, 9:01 pm by renholding
And regardless of which approach we choose, most costs ultimately will come out of investor pockets.[1]My primary reason for not supporting today’s order adopting a funding model is that we fail to grapple with the need to establish a realistic constraint on CAT costs—costs that come in the form of dollars, time, and lost financial privacy. [read post]
3 Sep 2023, 4:43 pm by INFORRM
The article complained of had said that Neumann “defrauded” investors in We Work and likened him to convicted fraudster Elizabeth Holmes. [read post]
31 Aug 2023, 8:36 am by Anthony P. Guettler
As attorneys rush to help the recent arrivals and outside investors adjust to our legal landscape, it is a worthwhile effort to consider how Florida law may be modernized and expanded to accommodate the legal baggage that these immigrants and investors bring with them. [read post]