Search for: "In Re Adoption of K." Results 141 - 160 of 1,238
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4 Aug 2016, 8:41 pm by Chris Castle
“That’s something we’re not allowed to tell you. [read post]
1 Oct 2023, 9:01 pm by renholding
On September 27, 2023, the staff of the Securities and Exchange Commission’s (SEC’s) Division of Corporation Finance issued 10 new Compliance & Disclosure Interpretations (C&DIs) relating to the pay-versus-performance (PVP) disclosure rules adopted last year. [read post]
10 Jul 2017, 3:53 am by Broc Romanek
Here’s what the adopting release says about all this on page 3: Effective September 1, 2017, large accelerated and accelerated filers filing Forms S-1, S- 3, S-4, S-8, S-11, F-1, F-3, F-4, F-10, SF-1, and SF-3 under the Securities Act and Forms 10, 10- K, 10-Q, 8-K, 20-F, and 10-D under the Exchange Act will be required to submit these forms in HTML and include a hyperlink to each exhibit listed in the exhibit index of these filings, including exhibits that are… [read post]
18 Dec 2015, 10:32 am by Andrew Ledbetter
So, typically a Form AP will be due 35 days after filing of the issuer’s Form 10-K, but it could also apply to other filings, such Forms 8-K filed to recast previously filed financial statements or certain registration statements for follow-on or secondary offerings. [read post]
21 Jun 2017, 11:14 am by Jerry Kalish
A December plan adoption only provides December payroll as a basis for employee deferral, but 3, 4, and 5. [read post]
6 Mar 2024, 9:03 pm by renholding
I am pleased to support this adoption because it benefits investors and issuers alike. [read post]
  Whitewashing the Taliban Whether promoted by politicians, academics or the Taliban themselves, efforts to whitewash the group have been characterized by claims that, to varying degrees, the Taliban have moderated their stance on women and minorities, adopted a more inclusive approach to governance, will prevent al-Qaeda from using Afghanistan as a base for external operations against the United States and its allies, and will be a viable counterterrorism force against the Islamic… [read post]
5 Feb 2017, 4:16 am
As such, re-use of the photo was allowed since. [read post]
10 Apr 2022, 9:01 pm by David M. Silk
The SEC’s proposed amendments to Regulations S‑K and S‑X to require new climate-related disclosures will, if adopted, require an expansion in the scope and responsibilities of audit committees. [read post]
24 Jun 2024, 4:50 am by Eugene Volokh
[P]laintiff challenges the Town's ordinance No. 2024-03 passed and adopted by the Town on June 17, 2024. [read post]
28 Sep 2022, 3:33 am by Liz Dunshee
Investors favor the notion of adding a Form 8-K trigger and disclosure of policies, procedures & board oversight of cyber risks. [read post]
5 Dec 2008, 8:13 am
Roiling markets, bailouts, rising unemployment and declining 401(k) balances. [read post]
11 Feb 2024, 9:01 pm by renholding
”  Justices Alito, Barrett, Kavanaugh, and Gorsuch voiced similar concerns about adopting such an expansive interpretation of Rule 10b-5 liability. [read post]
15 Aug 2014, 2:13 am by FHH Law
But if you’re planning on seeking judicial review and you have your heart set on having the case heard by a particular circuit, your deadline is far sooner than that. [read post]
2 Sep 2010, 11:21 am by Theo Francis
And we’re pretty sure we missed some other fees. [read post]
29 Jul 2007, 2:22 pm
K's chart off the medical-records rack and begins to make phone calls. [read post]