Search for: "In the Matter of Frank"
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24 Nov 2023, 9:32 am
Anderson, decided Wednesday by Seventh Circuit Judges Frank Easterbrook, Michael Brennan, and Thomas L. [read post]
22 Nov 2023, 4:15 am
I can recall only a handful of times where I had to attend to work matters on Thanksgiving, which is a testament to how important the holiday is to all of us. [read post]
21 Nov 2023, 10:01 pm
To protect what you leave to your surviving spouse, no matter if it is your first or third marriage, a qualified terminable interest trust can help. [read post]
19 Nov 2023, 10:55 am
Wonyoung So, Which Information Matters? [read post]
17 Nov 2023, 11:41 am
Counsel can obviously not guarantee how a case will turn out no matter how strong the lawyers may predict the merits of a case. [read post]
15 Nov 2023, 6:26 am
The Securities and Exchange Commission filed 784 total enforcement actions in fiscal year 2023, a 3 percent increase over fiscal year 2022, including 501 original, or “stand-alone,” enforcement actions, an 8 percent increase over the prior fiscal year. [read post]
14 Nov 2023, 9:01 pm
The Securities and Exchange Commission announced that it filed 784 total enforcement actions in fiscal year 2023, a 3 percent increase over fiscal year 2022, including 501 original, or “stand-alone,” enforcement actions, an 8 percent increase over the prior fiscal year. [read post]
12 Nov 2023, 9:05 pm
As a legal matter, the SEC seems to have the better argument: One need not like the Howey test to recognize that it is the controlling precedent. [read post]
10 Nov 2023, 3:00 am
Groups as disparate as the NFL Players Association, Nike, Amazon, and the Mayo Clinic have enlisted help from firms to lobby on the matter. [read post]
9 Nov 2023, 6:10 am
Complex matters both locally and regionally and globally arise every day. [read post]
9 Nov 2023, 1:38 am
Pre-trials allow for frank conversations between Crown and defence counsel on how the case may resolve or what the trial issues may be. [read post]
6 Nov 2023, 4:16 am
Article 9 incorporates Section 623, which contains the rights of shareholders to dissent from the Merger (which Frank McRoberts summarizes here). [read post]
2 Nov 2023, 9:01 pm
In taking up these matters in 2021, we heard from many market participants suggesting that we should look to the CFTC’s SEFs rules as our template. [read post]
30 Oct 2023, 8:51 am
Rando is a case that shows that the greatest danger of costumes can be a matter of interpretation. [read post]
27 Oct 2023, 4:00 am
National/Federal Meadows Granted Immunity, Tells Smith He Warned Trump About 2020 Claims: Sources ABC News – Katherine Faulders, Mike Levine, and Alexander Mallin | Published: 10/24/2023 Former President Trump’s final chief of staff in the White House, Mark Meadows, has spoken with special counsel Jack Smith’s team at least three times this year, including once before a federal grand jury, which came only after Smith granted Meadows immunity to testify under oath,… [read post]
25 Oct 2023, 4:44 pm
The subject matter and context of the words may be an important indicator of whether they are fact or opinion. [read post]
24 Oct 2023, 9:01 pm
Each year we receive thousands of whistleblower tips, and throughout the history of the program those tips have resulted in billions in monetary recovery, a significant portion of which has been returned to harmed investors, and some of which has funded whistleblower awards.[6] The Dodd-Frank whistleblower protection rule – Rule 21F-17 – is important to the program’s success. [read post]
23 Oct 2023, 4:24 am
The senator regrets that this is where matters stand and that he cannot be more helpful. [read post]
20 Oct 2023, 2:40 pm
. **** SEC Matters SEC Begins Enforcement for Violations of the New Marketing Rule. [read post]
20 Oct 2023, 6:30 am
Proxy Season: Proxy Voting, Governance, and ES Matters Posted by Laura D. [read post]
