Search for: "Investment Management Advisory Group"
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3 Sep 2013, 8:13 am
Specifically, Shifman and the advisory firm, Chariot Advisors LLC, are accused of misleading the fund about algorithmic trading ability in order to obtain a contract to manage the fund. [read post]
3 Sep 2014, 5:50 am
The Securities and Exchange Commission has been focused on fees charged by investment advisers and fund managers. [read post]
30 Nov 2018, 7:05 am
By Amanda Maine, J.D.Members of the PCAOB’s Standing Advisory Group (SAG) echoed sentiments expressed in a recent PCAOB survey about improving the Board’s communication with auditors, investors, audit committees, and other stakeholders. [read post]
10 Jul 2015, 8:43 am
-based investment advisory firm and its two owners were recently charged with fraudulently inflating the prices of securities in hedge fund portfolios they managed. [read post]
6 Apr 2023, 12:00 pm
The SEC reviews organizational charts, information about advisory, compliance, and management personnel, financial information about the firm, and relationships or arrangements with affiliates and related parties. [read post]
2 Aug 2011, 3:22 pm
If you have suffered losses investing with Select Asset Management, Brian A. [read post]
9 Oct 2017, 8:58 am
Pendrell Corporation is a fully integrated intellectual property investment, advisory services and asset management firm. [read post]
5 Dec 2022, 5:16 am
The PRI also intends to rely on existing public benchmarks rather than develop its own.The initiative is supported by two advisory groups—a signatory advisory committee and a technical advisory group—and the PRI will continue working closely with these groups.Nomura Asset Management CIO Yuichi Murao said that Advance “is expected to be a highly effective means of mobilizing investors to encourage corporations to respect human… [read post]
16 Sep 2014, 3:52 am
" The wording "McGowan Group Asset Management" at the top of the page "informs the view that CASHFLOW UNITS are part of an asset management service. [read post]
16 Jan 2017, 8:24 am
American Realty Capital Hospitality also announced that it will terminate its existing advisory agreement with American Realty Capital Hospitality Advisors, LLC and become a self-managed entity. [read post]
10 May 2019, 2:09 pm
About JMBM’s Global Hospitality Group® The hospitality attorneys in the Global Hospitality Group® of Jeffer Mangels Butler & Mitchell LLP comprise the premier hospitality practice in a full-service law firm, and the most experienced legal and advisory team in the industry. [read post]
30 Oct 2018, 7:02 am
The SEC’s Fixed Income Market Structure Advisory Committee (FIMSAC) approved two draft recommendations prepared by its ETFs and Bond Funds Subcommittee. [read post]
18 Aug 2011, 11:29 am
If you have suffered losses investing with Select Asset Management, Brian A. [read post]
29 Aug 2017, 9:04 pm
A bank investment group wants him removed while the JBS S.A. [read post]
24 Jun 2011, 7:12 am
The investment banking industry is dominated by a group of the so-called “bulge bracket” firms. [read post]
14 Sep 2023, 6:33 am
The firms sanctioned in the sweep are as follows: Banorte Asset Management Inc.BTS Asset Management Inc.Elm Partners ManagementHansen and Associates Financial Group Inc.Linden Thomas Advisory ServicesMacroclimateMcElhenny Sheffield Capital ManagementMRA Advisory GroupTrowbridge Capital Partners National Securities Attorneys If you are concerned about investment losses with your… [read post]
25 Jul 2007, 3:13 pm
The SEC needs to understand that any new limit on the rights of investors to participate in the advisory resolution process would trigger a repeat of the contentious 1997-1998 battle in which more than 300 socially responsible investment, religious, labor and other groups coalesced to oppose an SEC staff plan to gut the shareholder resolution process by increasing the threshold for reconsideration of resolutions in subsequent years. [read post]
29 Apr 2022, 1:43 pm
Free Consultation with an Investment Fraud Attorney This information is all publicly available and provided to you by the White Law Group. [read post]
17 Apr 2023, 12:40 pm
Investment Management Company’s advisory clients. [read post]
24 Jan 2012, 12:11 pm
We have extensive experience representing investors in arbitration and litigation disputes with securities broker-dealers and investment advisory firms, and have recovered tens of millions of dollars for investors. [read post]
