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22 Jan 2024, 9:51 am
The RTS: Specify the information that crowdfunding service providers must disclose to investors about the methods used to calculate the credit score for crowdfunding projects and to suggest the price for crowdfunding offers. [read post]
22 Jan 2024, 8:08 am
A private securities transaction, as defined by FINRA Rule 3280(e), pertains to any securities transaction conducted outside the regular course or scope of an associated person’s employment with a member firm. [read post]
19 Jan 2024, 3:00 am
National/Federal A New Republican Mom Wants to Change House Rules for Postpartum Voting DNyuz – Anni Karni (New York Times) | Published: 1/16/2024 When she arrived in Congress last year, Rep. [read post]
18 Jan 2024, 9:33 am
E. [read post]
18 Jan 2024, 12:00 am
Coming to the United States as a Treaty Trader or Investor One of the most common reasons to pursue visas is under the E-1 and E-2 subcategories for treaty traders and investors. [read post]
16 Jan 2024, 9:01 pm
Background The plaintiffs, a putative class of investors in the tobacco company Philip Morris International Inc. [read post]
16 Jan 2024, 1:19 pm
The economic harm facing issuers from short attacks and follow-on shareholder litigation is growing and becoming increasingly impactful for other investors as well. [read post]
14 Jan 2024, 6:30 am
Investor demand for ESG products cooled, as the third quarter of 2023 saw the fourth consecutive quarter of net outflows from sustainable funds in the United States. [read post]
14 Jan 2024, 6:30 am
Investor demand for ESG products cooled, as the third quarter of 2023 saw the fourth consecutive quarter of net outflows from sustainable funds in the United States. [read post]
11 Jan 2024, 9:05 pm
McGarity and Wendy E. [read post]
11 Jan 2024, 7:00 am
The DOL is also proposing a definition of “for a fee or other compensation, direct or indirect” as that phrase is used to describe an investment advice fiduciary under Section 3(21)(A)(ii) of ERISA and section 4975(e)(3)(B) of the Code. [read post]
10 Jan 2024, 6:31 am
Activist investors attempt to catalyze change at the companies they invest in. [read post]
10 Jan 2024, 6:31 am
Activist investors attempt to catalyze change at the companies they invest in. [read post]
8 Jan 2024, 8:13 pm
Helpful Links E-2 Treaty Investors Information about the E-2 Treaty Investor Visa Visa Operations Bring Record Achievements Worldwide Extension of Interview Waivers for Certain Nonimmigrant Visa Applicants Department of State to Process Domestic Visa Renewals in Limited Pilot Program Pilot Program To Resume Renewal of H-1B Nonimmigrant Visas in the United States for Certain Qualified Noncitizens January Visa Bulletin Adjustment of Status Filing Dates from Visa… [read post]
5 Jan 2024, 6:31 am
Fried; and Duty and Diversity (discussed on the Forum here) by Chris Brummer and Leo E. [read post]
5 Jan 2024, 6:31 am
Fried; and Duty and Diversity (discussed on the Forum here) by Chris Brummer and Leo E. [read post]
4 Jan 2024, 6:31 am
A Flesh-and-Blood Perspective on Hedge Fund Activism and Our Strange Corporate Governance System (discussed on the Forum here) by Leo E. [read post]
4 Jan 2024, 6:31 am
A Flesh-and-Blood Perspective on Hedge Fund Activism and Our Strange Corporate Governance System (discussed on the Forum here) by Leo E. [read post]
3 Jan 2024, 9:01 pm
The FCA has therefore stated that the transition from prescriptive rules to a more disclosure-based approach may require investors to enhance their approach to due diligence and risk assessment, and will place an onus on companies and investors to engage effectively on transactions without FCA intervention. [read post]
2 Jan 2024, 6:30 am
A Flesh-and-Blood Perspective on Hedge Fund Activism and Our Strange Corporate Governance System (discussed on the Forum here) by Leo E. [read post]
