Search for: "Jay Manner"
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21 Feb 2019, 8:40 am
I continue to believe that any SEC policy decision on this subject should be made by the Commission in a measured and deliberative manner. [read post]
12 Feb 2019, 6:25 am
Posted by Jay Clayton, U.S. [read post]
12 Feb 2019, 3:00 am
He also reiterated his prior statements to the effect that any policy decision should be made by the SEC in a measured and deliberative manner. [read post]
3 Feb 2019, 11:57 am
Material information regarding the breach needs to escalate quickly through the ranks so that all those who are required to sign off on a disclosure can make a judgment in a timely manner. [read post]
20 Dec 2018, 9:30 pm
The Internal Revenue Service (IRS) whistleblower program contains a “regulatory paradox,” wrote Jay R. [read post]
20 Dec 2018, 6:04 am
Court of Appeals for the Ninth Circuit, in an opinion by Judge Jay Bybee, denied the government’s request to stay the TRO. [read post]
18 Dec 2018, 11:20 am
If the government can award a franchise and that franchise can be taken away in a manner that violates the APA, what is the point in seeking the government franchise in the first place? [read post]
11 Dec 2018, 3:00 am
It’s vital to focus not just on actual misstatements but also whether it’s reasonably possible that a material misstatement won’t be prevented or detected in a timely manner. [read post]
10 Dec 2018, 5:22 am
Judge Jay Bybee, joined by Judge Andrew Hurwitz, wrote the Ninth Circuit order, relying heavily on the text, structure, and plan of the Immigration and Nationality Act (INA) and on past practice interpreting the INA; Judge Edward Leavy dissented. [read post]
1 Nov 2018, 4:35 pm
December 7, 1941: A day that will live in infamy – that day, Pearl Harbor was attacked, and American entry into World War II became a guarantee. [read post]
25 Oct 2018, 6:09 am
In his first letter, Adet denounced the Jay Treaty and informed Pickering of the Directory’s decision to treat the neutral vessels at sea in the same manner as it treated British vessels. [read post]
19 Oct 2018, 6:00 am
Chief Justice John Jay appears – not in his scarlet judicial robes, but as the negotiator of the controversial treaty with Great Britain that brings the House into collision with the Senate and President Washington. [read post]
18 Oct 2018, 7:57 am
And would other rules or market dynamics serve to protect these interests in a more efficient, and less costly, manner? [read post]
18 Oct 2018, 6:00 am
Political truths declared in a solemn manner acquire by degrees the character of fundamental maxims of free Government, [especially] as they become incorporated into the national sentiment. [read post]
11 Oct 2018, 10:32 am
Jay Inslee issued a death penalty moratorium in 2014”: Lynsi Burton of SeattlePI.com has this report. [read post]
26 Sep 2018, 2:39 pm
Such disclosures occur via Form ATS-N, which seeks information regarding the ATS’s manner of operations, its managing broker-dealer, the broker-dealer’s affiliates, and the broker-dealer’s ATS-related activities. [read post]
26 Sep 2018, 2:39 pm
Such disclosures occur via Form ATS-N, which seeks information regarding the ATS’s manner of operations, its managing broker-dealer, the broker-dealer’s affiliates, and the broker-dealer’s ATS-related activities. [read post]
29 Aug 2018, 8:17 am
The comment letter also calls for an outright ban on sales contests at broker-dealers, a position that SEC Chairman Jay Clayton shares, according to a recent statement. [read post]
23 Jul 2018, 11:30 am
SEC Chairman Jay Clayton went on record stating “one of my guiding principles is that because markets are constantly changing, we must continually evaluate our approach to regulation. [read post]
3 Jul 2018, 11:14 am
Providing the Commission with additional flexibility to modify the manner in which individuals may submit Form TCR. [read post]
