Search for: "Jay Stocking"
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28 Jun 2013, 8:03 am
Performance Fantasies Lead to SEC Enforcement Action by Jay B. [read post]
5 Jan 2024, 3:30 am
Congress could have said in 1933 or in 1934 that the securities laws applied only to stocks and bonds. [read post]
28 Jun 2013, 8:03 am
Performance Fantasies Lead to SEC Enforcement Action by Jay B. [read post]
21 Jul 2020, 10:43 am
On June 22, 2020, Assistant Attorney General Makan Delrahim, head of the Antitrust Division at the Department of Justice, and Jay Clayton, Chairman of the Securities and Exchange Commission, signed a Memorandum of Understanding (“MOU”) concerning “Cooperation with Respect to Promoting Competitive Conditions in the Securities Industry. [read post]
24 Jun 2014, 5:00 am
Faulkner 110,000 219,938 0 380 330,318 Jay S. [read post]
6 Apr 2021, 3:00 am
Of course, I’m talking about Volkswagen’s ill-conceived April Fools’ “Voltswagen” prank, which resulted in its stock popping by 10% before coming back to earth. [read post]
19 Oct 2009, 7:30 am
[IB:]Thanks, Jay! [read post]
18 Jul 2017, 12:09 pm
” His comments may be seen as a reference to the Power Traders Press and Elite Stock Research case, a scam that allegedly saw more than one hundred victims lose over $10 million through high-pressure sales tactics and penny stock fraud. [read post]
18 Jul 2017, 12:09 pm
” His comments may be seen as a reference to the Power Traders Press and Elite Stock Research case, a scam that allegedly saw more than one hundred victims lose over $10 million through high-pressure sales tactics and penny stock fraud. [read post]
26 Mar 2011, 12:26 pm
Jay Rockefeller (D-W.Va.) wants to delay the already slow pace of regulation by stopping it for another two years. [read post]
27 Mar 2023, 9:05 am
Federalist Paper #78, written by Alexander Hamilton, James Madison, and John Jay, said the need for an “independent judiciary” was “designed to be an intermediate body between the people and their legislature. [read post]
18 Oct 2007, 12:03 pm
Written by Jay MacDonald Being young and financially irresponsible is great fun, but being old and broke stinks. [read post]
12 Dec 2017, 12:36 pm
Yesterday, the SEC issued an enforcement order regarding Munchee’s token offering and SEC Chairman Jay Clayton released a general public statement on cryptocurrencies and ICOs. [read post]
12 Dec 2017, 12:36 pm
Yesterday, the SEC issued an enforcement order regarding Munchee’s token offering and SEC Chairman Jay Clayton released a general public statement on cryptocurrencies and ICOs. [read post]
22 Jun 2018, 6:01 am
Highlights of Proposal to Simplify the Volcker Rule Posted by Katherine Mooney Carroll, Derek Bush and Hugh Conroy, Cleary Gottleib Steen & Hamilton LLP, on Friday, June 15, 2018 Tags: Accounting, Accounting standards, Banks, Compliance and disclosure interpretation, Federal Reserve, Financial institutions, Financial regulation, Foreign banks, Liquidity, Mutual funds, Proprietary trading Remarks to the SEC Investor Advisory… [read post]
27 Nov 2020, 5:58 am
Acquisition Experience and Director Remuneration Posted by Addis Birhanu (Ecole de Management de Lyon), on Friday, November 20, 2020 Tags: Boards of Directors, Director compensation, Human capital, Management, Mergers & acquisitions Remarks by Chairman Clayton to the Economic Club of New York Posted by Jay Clayton, U.S. [read post]
1 Sep 2022, 12:33 pm
The Tenth Circuit’s decision emphasizes the need for buyers, regardless of whether the transaction is an asset or a stock deal, to thoroughly diligence potential employment liabilities. [read post]
28 Mar 2019, 10:05 am
Posted by Jay Clayton, U.S. [read post]
10 May 2019, 6:17 am
Senate Committee on Appropriations Posted by Jay Clayton, U.S. [read post]
5 Jul 2019, 6:05 am
Overview of Recent Stock Exchange Proposals Posted by Cydney S. [read post]
