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1 Apr 2019, 2:00 am by karen shephard
John’s University School of Law, presents today as part of the External Faculty Workshop Series. [read post]
22 Apr 2008, 1:06 am
(Enlarge.)A cart that looks like it's made of brick. [read post]
22 Mar 2019, 3:30 am by Doug Cornelius
Audit Analytics has a new report examining what publicly traded firms have been reporting in SEC filings — and you won’t get much guidance there, because those disclosures vary so widely. http://www.radicalcompliance.com/2019/03/20/cyber-breach-disclosures-total-mess/ The Weakness in Two-Factor Authentication—Your Lost Phone Policy by Avi Gesser, John R. [read post]
23 Jan 2020, 10:54 pm by Doug Cornelius
https://clsbluesky.law.columbia.edu/2020/01/21/fried-frank-discusses-delaware-chancerys-latest-decision-on-material-adverse-change-clauses/ SEC/Telegram Litigation Commentary & Compendium (A Must Read for FinTech Players) John Reed Stark [T]he SEC Telegram matter is more than just the typical SEC emergency enforcement action. [read post]
27 Jul 2018, 6:00 am by Doug Cornelius
[More…] Tippees and Tippers:­­ The Impact of Martoma II by John C. [read post]
8 Sep 2017, 6:00 am by Doug Cornelius
Regulatory filings show that three days later, Chief Financial Officer John Gamble sold shares worth $946,374 and Joseph Loughran, president of U.S. information solutions, exercised options to dispose of stock worth $584,099. [read post]
25 Jan 2013, 5:13 am by Doug Cornelius
  Professor John Coffee of Columbia Law School recently indicated that “the SEC’s batting average is close to ‘zero for 2008’ in the few cases that it has taken to trial stemming from th[e] financial crisis. [read post]
1 Mar 2019, 4:00 am by Doug Cornelius
  https://www.sec.gov/news/press-release/2019-15 Protecting Attorney-Client Privilege and Respecting Fifth Amendment Rights While Cooperating with the Government by John F. [read post]
17 May 2019, 3:00 am by Doug Cornelius
Dying Out Here Is Not An Option by John Connelly…. [read post]
5 Apr 2019, 3:30 am by Doug Cornelius
Coffee Testifies on Insider Trading Legislation Before the House Financial Services Subcommitee on Investor ProtectionBy John C. [read post]
17 Aug 2018, 6:01 am by Doug Cornelius
Feenstra, and John Romalis in Liberty Street Economics The fact that the United  States imports far more than it exports is viewed by some as unfair, so the idea is to try to reduce the amount that the nation imports from the rest of the world. [read post]
7 Jun 2013, 5:43 am by Doug Cornelius
The Separation of Investments and Management by John Morley in the CLS Blue Sky BLog Every type of enterprise that we commonly think of as an investment fund—including hedge funds, private equity funds, venture capital funds, mutual funds and closed-end funds—adopts a pattern of organization that I call the “separation of investments and management. [read post]
26 Aug 2016, 6:00 am by Doug Cornelius
[More…] The SEC and Whistleblowers: A Spotlight on Severance Agreements by John F. [read post]
12 Aug 2016, 5:30 am by Doug Cornelius
[more…] Exxon Mobil Climate Change Inquiry in New York Gains Allies by John Schwartz in the New York Times Mr. [read post]
1 Dec 2008, 5:03 am
We observe price discrimination in all sorts of product markets, from small and large firms, and in marketing strategies from brick and mortar to Web 2.0. [read post]
27 Mar 2008, 8:33 pm
This message was NOT approved by John McCain, Barack Obama or Hillary Clinton. [read post]
24 Sep 2018, 3:20 am
Instead, the involved goods are offered for sale online and in brick-and-mortar specialty bicycle shops, as reflected by the record. [read post]