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12 Jan 2024, 8:56 am by jeffreynewmanadmin
Attorney Newman can be reached at Jeff@Jeffnewmanlaw.com or at 617-823-3217 The post SEC charges Morgan Stanley and former exec with fraud in block trading and MS to pay $249 Million appeared first on Jeff Newman Law. [read post]
7 Jun 2022, 2:31 pm by jeffreynewmanadmin
The following parties also agreed to settle: Ronald Prague, the company’s former general counsel, settled charges stemming from his involvement, along with others, in misleading the company’s auditors regarding two transactions and to pay a civil penalty of $25,000 and to be suspended from appearing and practicing before the SEC as an attorney for 18 months; andClayton “Charlie” Thomas, Marc Bandini, and Daniel Ives, former senior employees of the company, along with… [read post]
30 May 2017, 2:58 am
FWIW, I think the Board reached the right result, but needed to provide a better explanation of its ruling.Text Copyright John L. [read post]
24 Aug 2023, 10:50 am by jeffreynewmanadmin
Grippo of the Philadelphia Regional Office, with the assistance of John Rymas of the Market Abuse Unit’s Analysis and Detection Center. [read post]
12 Jan 2007, 6:51 pm
Unfortunately, Newman withered under the questioning of Senator John Glenn of Ohio, thus preventing further congressional attention to his case. [read post]
25 Oct 2013, 7:36 am by Bill Marler
Paul’s Catholic Newman Center, Fargo, on Oct. 7. [read post]
25 Oct 2013, 7:41 am by Bill Marler
Paul’s Catholic Newman Center, Fargo, on Oct. 7. [read post]
25 Oct 2013, 7:45 am by Bill Marler
Paul’s Catholic Newman Center, Fargo, on Oct. 7. [read post]
12 Jul 2012, 11:49 am by Renee Newman Knake
Friday 9-10:30, Room KC 305 Loyalty & Confidences, Presenters Kathleen Clark, Brent Cotter, Carol Needham & Margaret Tarkington, Panel Chair Jim Varro 10:45-12:15, Room KC 203 Global Comparisons II, Presenters Donna Buckingham, John Law, Judy McMorrow & Michael Ogwezzy, Panel Chair Jeff Thorn 1:30-3:15, Room KC 203 LawWithoutWalls, Presenters Ray Campbell, Elizabeth Chambliss, John Flood, Tahlia Gordon, Bruce Green, Renee Newman Knake, Steve Mark, Deborah… [read post]
16 Jan 2020, 11:23 am
 We will continue with our coverage of the senate trial of Donald John Trump as events warrant. [read post]