Search for: "Joseph A. Grundfest" Results 141 - 160 of 173
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2 Feb 2023, 3:58 pm by Kevin LaCroix
The Cornerstone Research press release that accompanied the Report’s publication quotes Stanford Law School Professor Joseph Grundfest as saying that ““Crypto is the new frontier in securities fraud litigation,” Not only did the number of securities suit filings overall decline in 2022, but the litigation rate – that is, the ratio of securities class action lawsuit filings to the total number of U.S. [read post]
20 May 2022, 6:30 am
Clayton (Brigham Young University), on Monday, May 16, 2022 Tags: Disclosure, Institutional Investors, Private equity, Private funds, SEC, SEC rulemaking, Securities regulation Key Themes of Human Capital Management Disclosure Posted by Pam Greene, David Kritz, and Anna Barrera, Aon plc, on Monday, May 16, 2022 Tags: COVID-19, Disclosure, Diversity, ESG, Human capital California Court of Appeal Upholds Federal Forum… [read post]
20 May 2022, 6:30 am
Clayton (Brigham Young University), on Monday, May 16, 2022 Tags: Disclosure, Institutional Investors, Private equity, Private funds, SEC, SEC rulemaking, Securities regulation Key Themes of Human Capital Management Disclosure Posted by Pam Greene, David Kritz, and Anna Barrera, Aon plc, on Monday, May 16, 2022 Tags: COVID-19, Disclosure, Diversity, ESG, Human capital California Court of Appeal Upholds Federal Forum… [read post]
19 Mar 2021, 3:53 pm by luiza
The discussion kicked off with former SEC Commissioner and Stanford Professor Joseph Grundfest detailing the SEC whistleblower program’s success, noting the SEC has paid more than $700 million in awards to whistleblowers in the 10 years since its inception, thereby creating major incentives for people to step forward about violations of federal securities laws. [read post]
9 Feb 2010, 1:38 am by Kevin LaCroix
  The other theory about these belated cases, advanced most notably by Professor Joseph Grundfest (refer here), is that the plaintiffs’ lawyers are running out of meritorious cases so they are scraping the bottom of the barrel (my words, not his) to file cases that, based on his analysis of past lawsuit filings, are statistically more likely to be dismissed. [read post]
13 Oct 2017, 6:44 am
Grundfest, Stanford University, on Thursday, October 12, 2017 Tags: Class actions, Disclosure, Fraud-on-the-Market, Liability standards, Misconduct, Rule 10b-5, SEC, SEC enforcement, Section 10(b), Securities enforcement, Securities fraud, Securities regulation, Supreme Court Fiduciary Principles and Delaware Corporation Law Posted by Lawrence A. [read post]
25 Oct 2017, 3:52 pm by Kevin LaCroix
For example, Stanford Law Professor Joseph Grundfest, in a law review article about the case (discussed here), referred to the case as a “nothing burger,” because, he contended, regardless of which way the Court comes out in the case, the outcome will make little practical difference. [read post]
16 Apr 2018, 7:02 am by Ronald Mann
On the one hand, an amicus brief from professors Urska Velikonja and Joseph Grundfest presents the results of Velikonja’s empirical analysis of the SEC enforcement proceedings, which indicate that the SEC is no more likely to prevail when it uses its in-house tribunal than it is when it proceeds in federal court. [read post]
22 Jul 2015, 3:56 am by Broc Romanek
The SEC is “going to have to provide some degree of guidance” to clarify which employees that companies will have to include when they crunch the numbers, said Joseph Grundfest, a Stanford law professor and former SEC commissioner. [read post]
25 May 2007, 8:58 am
Grundfest, a former SEC commissioner and a law professor at Stanford University; David Hirschmann of the U.S. [read post]
25 Oct 2017, 3:52 pm by Kevin LaCroix
For example, Stanford Law Professor Joseph Grundfest, in a law review article about the case (discussed here), referred to the case as a “nothing burger,” because, he contended, regardless of which way the Court comes out in the case, the outcome will make little practical difference. [read post]
28 May 2014, 4:18 am by Kevin LaCroix
In the article, Frankel tells the story of how the initiative and intellectual work of two law school professors – Stanford Law Professor Joseph Grundfest and Michigan Law Professor Adam Pritchard – fueled the effort to have the Court reconsider the Fraud on the Market theory. [read post]
30 Jan 2018, 7:32 pm by Kevin LaCroix
  Cornerstone Research’s press release about the report quotes Stanford Law School Professor Joseph Grundfest as saying that the 2017 filing trends and recent dismissal rates are “troubling from a public policy perspective. [read post]
18 Nov 2013, 12:26 am by Kevin LaCroix
As Stanford Law Professor Joseph Grundfest is quoted as saying is Alison Frankel’s blog post, even if the court eliminates the Basis presumption, “investors in some cases will still be able to bring class actions under Section 11 of the Securities Act of 1933,” which does not require a showing of reliance but holds defendants strictly liable for material misrepresentations . [read post]
20 Jun 2023, 5:25 am by Kevin LaCroix
Frankel quotes Stanford Law School Professor Joseph Grundfest as saying that there “is no such thing” as a federal derivative action under Section 14(a). [read post]