Search for: "Lene Powell"
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25 Jul 2019, 7:12 am
By Lene Powell, J.D. [read post]
6 May 2019, 6:23 am
By Lene Powell, J.D. [read post]
14 Nov 2017, 5:00 am
By Lene Powell, J.D.International bribery used to be commonplace in competing for overseas contracts. [read post]
27 Feb 2018, 7:28 am
By Lene Powell, J.D.To address conflicts of interest and associated conduct risks in the equity capital raising process, IOSCO has proposed guidance to help regulators evaluate market practices in their respective jurisdictions and take specific measures to mitigate risks. [read post]
7 Jun 2017, 8:35 am
By Lene Powell, J.D.In a letter to the Vice President of the European Commission, the derivatives association FIA strongly cautioned against possible Commission plans to require relocation of euro-denominated derivatives clearing to the E.U., saying this would reduce liquidity and increase systemic risk. [read post]
9 Jul 2020, 10:23 am
By Lene Powell, J.D.In recent remarks, SEC Commissioner Elad Roisman cautioned against imposing new mandates for public companies to disclose specific environmental, social, and governance (ESG) information. [read post]
6 Apr 2015, 5:53 am
By Lene Powell, J.D.The CFTC charged Kraft Foods Group and its former affiliate Mondelēz Global with manipulating and attempting to manipulate the price of cash wheat and wheat futures. [read post]
25 Aug 2021, 6:16 am
By Lene Powell, J.D.In a strongly worded statement, CFTC Commissioner Dawn Stump called out what she sees as a growing misunderstanding of the CFTC’s jurisdiction over digital assets. [read post]
27 May 2015, 5:36 am
By Lene Powell, J.D.In the wake of multiple enforcement actions against major banks for benchmark rate rigging, CFTC Chairman Timothy Massad sounded a warning about legislation being considered in Europe that could stop European banks and asset managers from trading in U.S. markets unless benchmarks are supervised in an “equivalent” manner. [read post]
1 Aug 2019, 8:26 am
By Lene Powell, J.D. [read post]
2 Apr 2015, 6:49 am
By Lene Powell, J.D. [read post]
31 Jul 2017, 7:36 am
By Lene Powell, J.D. [read post]
26 Oct 2023, 5:59 am
By Lene Powell, J.D.SIFMA has amended its complaint in a challenge to Missouri securities rules that purport to “require transparency regarding ESG. [read post]
10 Aug 2021, 9:12 am
By Lene Powell, J.D.The SEC’s approval of a new Nasdaq rule on board diversity is drawing support and opposition along party lines, reflecting a 3-2 split in the Commission itself. [read post]
5 May 2015, 7:57 am
By Lene Powell, J.D.In a petition to dissolve a deadlocked company, the Delaware Court of Chancery held that although a subsidiary lacked standing to bring a petition for statutory dissolution under the Delaware Limited Liability Company Act, it could bring a petition for dissolution in equity. [read post]
20 Jun 2018, 6:30 am
By Lene Powell, J.D. [read post]
19 Mar 2021, 9:37 am
By Lene Powell, J.D.Criticizing a "disproportionate focus on illicit uses" of cryptocurrency and digital assets, SEC Commissioner Hester Peirce drew attention to crypto’s ability to protect people from harm by family or repressive governments. [read post]
11 Jan 2022, 5:00 am
By Lene Powell, J.D.A CEO’s shares in a company acquired by a special purpose acquisition company (SPAC) were not subject to a lockup restriction, the Delaware Court of Chancery held. [read post]
27 Jul 2023, 9:11 am
By Lene Powell, J.D.The SEC issued two rulemaking proposals at an open meeting on Wednesday, July 26. [read post]
29 Mar 2022, 8:14 am
By Lene Powell, J.D.Driven partly by concern about events in the U.S. [read post]
