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28 Oct 2010, 7:57 pm
. --- Mark Twain Holy Cow! [read post]
13 Jun 2011, 7:58 pm
Has reform missed the mark altogether? [read post]
12 Jun 2017, 3:52 am
I personally think Dodd-Frank missed the mark. [read post]
29 Jul 2010, 4:37 am
In a sense, the conference was much like a committee mark-up, where amendments are added through a process that is often loosely-structured due to the expectation that problems can be cleaned up on the floor or in conference. [read post]
6 Feb 2017, 3:26 am
Here’s some analysis from “Mark Borges’ Blog“: It’s all very general in nature – but within the next four months (presumably sometime around the end of May), the Treasury Department will be delivering its report and (again presumably) it will address whether (and to what extent) Dodd-Frank promotes or does not promote the Core Principles. [read post]
27 Aug 2008, 7:27 am
Warner, a former Capitol Hill staffer for senator Chris Dodd (D-Connecticut) and telecommunications entrepreneur, focused his speech on creating an environment that keeps America competitive in the global economy. [read post]
19 Nov 2006, 2:54 pm
Pozner & Dodd, Cross-Examination: Science and Techniques, Second Edition and Herb Stern, Trying Cases to Win: Cross-Examination4. [read post]
26 May 2017, 6:35 am
Posted by Mark J. [read post]
22 May 2012, 12:19 pm
FSOC and Title I and II of Dodd-Frank Senator Warner noted that Title I of Dodd-Frank created the Financial Stability Oversight Council as a resolution forum. [read post]
5 Jan 2017, 7:21 am
In the Securities section, contributor Mark S. [read post]
5 Sep 2013, 6:32 am
The 2013 proxy season marked the third year of Advisory Vote on Executive Compensation (a.k.a. [read post]
14 Jun 2013, 6:09 am
The 2013 proxy season marks the third year of Advisory Vote on Executive Compensation proposals (Management Say on Pay (MSOP)) as required under the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
24 Sep 2015, 2:51 pm
The SEC’s ability to conduct administrative proceedings instead of or in addition to bringing civil actions in federal court has come under attack as the Commission uses its Dodd-Frank Act powers to impose civil penalties against unregistered persons.In the latest briefing from Wolters Kluwer Legal & Regulatory Solutions U.S., Mark S. [read post]
9 Apr 2010, 10:28 am
Mark Rostick from Intel Capital and I were invited to speak at NC Spark last night. [read post]
8 Mar 2018, 6:21 am
We help whistleblowers present their information to the SEC and guide them through the process, including presentations to the Commission, at no cost unless there is compensation to our client.If you believe you have a whistleblower claim, give us a call at 212-509-6544, or email Mark Astarita at mja@sallahlaw.com---Mark Astarita is a partner in the national securities law firm of Sallah Astarita & Cox, LLC. [read post]
13 Jun 2011, 4:12 am
Has reform missed the mark altogether? [read post]
12 Feb 2008, 9:27 am
By Big Tent Democrat This is your Democratic Party in action: The Senate voted on the Dodd/Feingold amendment, which would have stripped retroactive immunity from the surveillance bill just now. [read post]
29 Apr 2013, 10:37 am
Under Armour uses the mark "Micro G Defy" on shoes. [read post]
17 Oct 2011, 7:04 am
Dodd-Frank intentionally did not use a de minimis rule. [read post]
16 May 2011, 10:11 am
The House Capital Markets Subcommittee has marked up and approved the Small Business Capital Access and Job Preservation Act, HR 1082, which would exempt advisers to private equity funds from SEC registration under the Investment Advisers Act. ). [read post]
