Search for: "Mary Jo White, Chair, U.S. Securities and Exchange Commission,"
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7 Sep 2015, 2:47 pm
For example, as discussed here, Senator Elizabeth Warren had sent SEC Chair Mary Jo White a scathing letter in which the Senator criticized White for, among other things, the delays in the final Pay Ratio rules’ release. [read post]
28 Dec 2014, 9:30 pm
In the words of Commission Chair Mary Jo White, the new rule “will fundamentally change the way that most money market funds operate. [read post]
15 Nov 2019, 3:00 am
Energy Secretary Rick Perry secured a potentially lucrative oil and gas exploration deal from the Ukrainian government soon after Perry proposed one of the men as an adviser to the country’s new president. [read post]
11 Oct 2021, 7:59 pm
Sentencing Commission Organizational Guidelines for government contractors and other covered entities such as 18 U.S. [read post]
22 Jul 2016, 11:01 am
While the firm disclosed to investors that it would operate as a broker-dealer in exchange for a fee, it did not register as a broker-dealer with the SEC or any state securities commission. [read post]
31 Jan 2020, 3:00 am
A three-judge panel of the Eighth U.S. [read post]
4 Jan 2021, 1:26 pm
U.S. [read post]
4 Jan 2017, 3:55 pm
Managers that participate in soft dollar programs should make sure that they have addressed any commission balances from the previous year. [read post]
8 Sep 2015, 5:08 pm
But because so many U.S. corporations are organized under the state’s laws, legal developments in tiny Delaware loom large in the corporate and securities legal scene. [read post]
1 Dec 2023, 3:00 am
MSN – Mary Jo Pitzl (Arizona Republic) | Published: 11/29/2023 A proposed ballot measure would eliminate Arizona’s partisan primary system and replace it with a system in which every voter can vote in every election, regardless of party affiliation or lack of affiliation. [read post]
