Search for: "Matter of Trader" Results 141 - 160 of 1,412
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17 Jun 2014, 11:17 am by Doug Cornelius
The head trader continued doing his job until the middle of July. [read post]
In recent years, however, a number of the SEC's insider trading matters have involved significant overseas conduct (e.g., foreign traders operating through foreign accounts) and consequently a high number of foreign defendants. [read post]
19 Dec 2014, 1:21 am by Jani
Luckily this matter was recently brought to the Australian High Court, which ultimately decided the fate of foreign marks in Australia, and whether they can inherently distinguish the goods or services provided.The case in question was Cantarella Bros Pty Ltd v Modena Trading Pty Ltd, which dealt with the ever-loved subject matter of coffee. [read post]
1 May 2019, 11:32 am by Jason Rantanen
IBG involve the same procedural posture, the same general subject matter (displaying market information to traders), and the same issues on appeal: whether the claimed inventions are subject to the “technological inventions” exception to CBM review and whether they claim patent eligible subject matter. [read post]
22 Nov 2013, 7:01 am by Mark Astarita
We have decades of experience in securities litigation matters. [read post]
17 Aug 2018, 1:05 pm by SEClaw Staff
We have decades of experience in securities litigation matters, including the defense of enforcement actions. [read post]
19 Sep 2019, 12:24 pm by Peter Groves
The claimants appealed, and the Court of Appeal sent the matter on an expedition to Luxembourg.The Court of Justice ruled that Article 97(5) allowed the trade mark owner to bring infringement proceedings before an EUTM court of the Member State where the consumers or traders to whom online advertising and offers for sale were directed were located. [read post]
19 Dec 2016, 5:00 am by John Jascob
The inaction on the positions limit rule is not the only matter the senators took issue with. [read post]
17 Aug 2018, 1:05 pm by SEClaw Staff
We have decades of experience in securities litigation matters, including the defense of enforcement actions. [read post]
26 Dec 2017, 11:00 am by SEClaw Staff
We have decades of experience in securities litigation matters, including the defense of enforcement actions. [read post]
20 Jul 2015, 2:35 pm
In the Matter of Paradigm Capital Management, Inc. and Weir, File No. 3-15930, order (PDF file) (SEC, Apr. 28, 2015). [read post]
17 Jun 2023, 2:14 pm by Steve Bainbridge
Apparently the trader had been drinking at the time he received the tip, but was sober at the time he executed the trade. [read post]
5 Feb 2016, 6:00 am by Doug Cornelius
[More…] Implications of Mutual and Private Fund Convergence by Wulf Kaal in the CLS Blue Sky Blog Mutual funds are becoming more like hedge funds as a matter of investment strategy while hedge funds are becoming more like mutual funds as a matter of the regulatory framework. [read post]
10 Oct 2014, 9:20 am
This process, in theory, creates a simple, fair, and transparent rate for use by corporate customers around the world (or for that matter, anyone using foreign currency at all). [read post]
24 Nov 2010, 5:55 am
  And when, much to the delight of free traders and the world's leaders, he finally made a "stand" on an absolute no-brainer in KORUS, he quit at the finish line with literally the whole world watching. [read post]
17 Dec 2010, 7:53 am by Larry Ribstein
In other words, Perry can be viewed as the new Milken (or Icahn, for that matter). [read post]
15 Oct 2008, 2:30 pm
One would expect effects to be seen at American and EU factories dependent upon foreign parts and retail stores within a matter of weeks. [read post]