Search for: "Matter of Trader"
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7 Jan 2022, 7:23 am
Europe The ‘Colston Four,’ who toppled a statue of a U.K. slave trader last year, have been cleared of criminal charges: In June 2020, as Black Lives Matter protests rocked the globe, four activists in Bristol, U.K., helped topple a statue of 17th-century slave trader Edward Colston. [read post]
6 Jan 2022, 9:04 am
Over 3,000 people had gathered at Bristol’s city center for a Black Lives Matter march on June 7, 2020, a few weeks after the murder of George Floyd. [read post]
30 Dec 2021, 9:06 pm
Almost 100,000 pounds of Trader Joe’s brand chicken patties were recalled by Kent, WA-based Innovative Solutions, Inc. for possible foreign matter contamination from “bits of bone. [read post]
27 Dec 2021, 10:00 pm
In addition to finding that FERC’s claims were not time barred, the court also found that the employer can be held liable for the trader’s actions even though the trader withheld information from the company regarding the trading activity at issue. [read post]
27 Dec 2021, 10:00 pm
In addition to finding that FERC’s claims were not time barred, the court also found that the employer can be held liable for the trader’s actions even though the trader withheld information from the company regarding the trading activity at issue. [read post]
27 Dec 2021, 10:00 pm
In addition to finding that FERC’s claims were not time barred, the court also found that the employer can be held liable for the trader’s actions even though the trader withheld information from the company regarding the trading activity at issue. [read post]
27 Dec 2021, 10:00 pm
In addition to finding that FERC’s claims were not time barred, the court also found that the employer can be held liable for the trader’s actions even though the trader withheld information from the company regarding the trading activity at issue. [read post]
27 Dec 2021, 10:00 pm
In addition to finding that FERC’s claims were not time barred, the court also found that the employer can be held liable for the trader’s actions even though the trader withheld information from the company regarding the trading activity at issue. [read post]
27 Dec 2021, 10:00 pm
In addition to finding that FERC’s claims were not time barred, the court also found that the employer can be held liable for the trader’s actions even though the trader withheld information from the company regarding the trading activity at issue. [read post]
19 Dec 2021, 4:06 pm
Every day we meet new ideas, new markets, new regulatory schemes, new traders and new customs. [read post]
17 Dec 2021, 1:30 am
Companies have recently been updating these lists to include issues of growing significance, such as cybersecurity and certain sustainability matters. [read post]
8 Dec 2021, 11:27 am
Conversations regarding the annual review may raise sensitive matters, and advisers should ensure that these discussions are protected by attorney-client privilege. [read post]
8 Dec 2021, 7:27 am
Conversations regarding the annual review may raise sensitive matters, and advisers should ensure that these discussions are protected by attorney-client privilege. [read post]
3 Dec 2021, 12:59 pm
California Court of Appeal Retains State Court Jurisdiction of BTIG Employment Retaliation Lawsuit (BrokeAndBroker.com Blog)Federal Court Sanctions Slovakian Trader and His Principals for Spoofing and Engaging in a Manipulative and Deceptive Scheme (CFTC Release)SEC Obtains Default Judgment Against Recidivist Securities Fraudster (SEC Release)Mexican Businessman Arrested for $30M Fraud Scheme (DOJ Release)Cheshire Investment Advisor Sentenced to 30 Months for Stealing More Than $600K from… [read post]
1 Dec 2021, 7:40 am
KEY POINTS FOR TRADERS No banking licence is required to lend in Venezuela. [read post]
22 Nov 2021, 4:11 pm
Some of the schools were operated by publicly traded companies, making information about any enforcement action potentially valuable to traders on Wall Street. [read post]
17 Nov 2021, 6:23 am
CAIT has urged that traders will not be made scapegoats or suffer financial losses in the midst of these corporate giants’ disputes. [read post]
2 Nov 2021, 8:49 am
KEY POINTS FOR TRADERS Banking licence or authorisation from the Central Bank may be required if a lender is conducting banking activities or “financial intermediation”. [read post]
1 Nov 2021, 3:43 pm
The Office also crossed the $1 billion landmark of total monetary sanctions obtained in matters involving whistleblower information since the program’s inception.The report also described customer outreach activities, including relating to the “meme trading” trend.The report covered from October 1, 2020 through September 30, 2021. [read post]
1 Nov 2021, 4:01 am
This matter was left open by the Federal Court of Justice. [read post]
