Search for: "Merrill Lynch Bank "
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7 Aug 2009, 9:14 am
House member wants Bank of America to turn over extensive documentation relating to its Merrill Lynch deal (with a focus on lossess and loss projections at Merrill). [read post]
18 Jun 2018, 2:02 pm
On June 12, 2018, the United States Securities and Exchange Commission (“SEC“) issued an Order instituting administrative proceedings, making findings, and imposing remedial sanctions against Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch“), a subsidiary of Bank of America Corporation, pursuant to Section 15(b) of the Securities Exchange Act of 1934. [read post]
17 Dec 2013, 9:41 pm
On December 17, the Reuters news agency reported that Department of Justice officials knowledgeable about discussions between DOJ and Citigroup and Merrill Lynch are preparing to bring civil fraud charges against banking and investment giants Citigroup and Merrill Lynch. [read post]
26 Oct 2007, 5:22 am
Merrill Lynch agreed to buy a stake in Bell Canada’s parent, BCE, for 475 million Canadian dollars ($489 million) from Providence Equity Partners and a group of banks, according to a Securities and Exchange Commission filing Thursday. [read post]
10 Aug 2012, 2:26 pm
The 65-count indictment alleges that between 2008 and 2010, while working as a financial advisor at Merrill Lynch, Lanier transmitted fraudulent letters of authorization bearing forged client signatures to Merrill Lynch client associates who were responsible for processing wire transfers of client funds. [read post]
10 Aug 2012, 2:26 pm
The 65-count indictment alleges that between 2008 and 2010, while working as a financial advisor at Merrill Lynch, Lanier transmitted fraudulent letters of authorization bearing forged client signatures to Merrill Lynch client associates who were responsible for processing wire transfers of client funds. [read post]
30 Aug 2010, 2:42 am
Bank of America's Merrill Lynch is generating more profit with fewer people than the business Morgan Stanley formed by buying a controlling stake in a venture with Citigroup's Smith Barney, Bloomberg News reported. [read post]
24 Oct 2007, 7:26 am
After Merrill Lynch said Wednesday morning that it would report a $7.9 billion write-down, even bigger than what was expected, you would expect the investment bank’s stock to plummet, no? [read post]
27 Oct 2009, 7:30 am
McCann, the former head of the brokerage business at Merrill Lynch & Co., left Merrill in January after the acquisition by Bank of America. [read post]
22 Jan 2009, 6:39 am
The controversy over Bank of America's acquisition of Merrill Lynch appeared to grow on Thursday with a report in the Financial Times that Merrill paid out billions of dollars in bonuses to its employees three days before the sale went through -- and well before it has paid out bonuses in previous years. [read post]
4 Aug 2009, 2:06 am
Bank of America agreed to pay $33 million on Monday to settle federal charges that it hid from investors plans to pay billions of dollars in bonuses to employees of Merrill Lynch.The SEC accused the firm of misleading shareholders when the bank asked them to approve the deal, which was ultimately concluded under intense federal pressure as Merrill Lynch teetered on the verge of collapse. [read post]
22 Nov 2013, 8:42 am
[JURIST] The US Court of Appeals for the Second Circuit [official website] on Thursday upheld the dismissal [opinion, PDF] of a lawsuit brought by South Korea's Woori Bank against Bark of America's Merrill Lynch [corporate websites] unit. [read post]
25 Jan 2021, 6:17 pm
In 2019, Bank of America Merrill Lynch agreed to pay $40 million to settle with Robert Levine, co-founder of Cabletron Systems, over churning allegations. [read post]
31 Aug 2010, 1:07 pm
Lewis, Bank of America’s former chief executive, says that New York Attorney General Andrew Cuomo’s securities fraud allegations in connection with the bank’s merger with Merrill Lynch are without merit. [read post]
16 Oct 2008, 12:57 pm
Merrill Lynch has reported its fifth straight quarterly loss. [read post]
17 Mar 2010, 3:42 am
ABP, a Dutch pension fund, is suing Bank of America over its controversial 2008 takeover of Merrill Lynch, accusing the bank of withholding material information about the deal, Reuters reported. [read post]
10 Aug 2009, 4:39 pm
A federal district court judge refused today to approve the settlement that the SEC and Bank of America had negotiated over the failure to disclose bonuses to Merrill Lynch executives in the proxy materials submitted to the bank's shareholders to... [read post]
22 Sep 2009, 2:26 pm
September has been a rough month for Bank of America and Merrill Lynch. [read post]
15 Jun 2018, 7:23 am
According to the SEC’s order, Merrill Lynch traders and salespersons allegedly convinced the bank’s customers to overpay for RMBS by deceiving them about the price Merrill Lynch paid to acquire the securities. [read post]
3 Dec 2009, 5:50 pm
The US Congress and New York Attorney General Andrew Cuomo are also investigating the merger between Bank of America and Merrill Lynch. [read post]
