Search for: "Merrill v. Merrill" Results 141 - 160 of 978
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15 Sep 2009, 4:00 am
In what has to be a stinging rebuke to both sides, Judge Rakoff refused to approve the settlement between the Securities and Exchange Commission and Bank of America over the alleged failure to adequately disclose the Merrill Lynch bonuses paid just before the merger. [read post]
3 Apr 2022, 9:04 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/6383/securities-industry-commentator/The 90 Year Old Customer, The Trust Account, Merrill Lynch, the Asset Sale, and the Margin Trade (BrokeAndBroker.com Blog)Interactive Brokers Wins $26.7 Million Counterclaim Against Customers in Stock Manipulation CaseDong Fang, Xingxian Li, Qixu Wang, and Jingxue Zhang, Claimants, v. [read post]
25 Aug 2009, 9:01 pm
Defense Motions to Dismiss Class Action Granted because Allegations in Class Action Complaint Failed to Meet Rule 9(b)’s Requirements for Pleading Fraud with Specificity and because Class Action’s Allegations Failed under Rule 12(b)(6) New York Federal Court Holds Plaintiffs filed a putative class action against Merrill Lynch entities, Morgan Stanley entities, Citigroup entities, Charles Schwab entities and Wachovia entities, alleging inter alia violations of the Investment… [read post]
16 Nov 2009, 9:53 am
When the district court's way too perfunctory, the Ninth Circuit can be a bit perfunctory as well. [read post]
1 Sep 2017, 7:28 am by Daily Record Staff
Civil litigation — Expert testimony — Deference to trial judge During Raymond and Julie Howar’s marriage, Ms. [read post]
3 Jan 2018, 2:29 pm
One of the annyong things about practicing in the Ninth Circuit is its issuance of short, unpublished memorandum dispositions. [read post]
29 Feb 2012, 12:10 pm by Paul Karlsgodt
Merrill Lynch, Pierce, Fenner & Smith, Inc., No. 11-3639 (7th Cir., Feb. 24, 2012). [read post]
16 Sep 2010, 7:02 am by Lisa Stam
 The Court held that while the employee was wrongfully dismissed by Merrill Lynch Canada, 12 months’ notice was a sufficient award for a high performing 3 year employee. [read post]
15 Sep 2009, 8:00 am
  As the court described:  “The uncontroverted evidence in the investigative record is that lawyers for Bank of America and Merrill drafted the documents at issue and made the relevant decisions concerning disclosure of the bonuses. [read post]