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9 Jun 2022, 6:04 pm by Nicki Milionis and Darcy Moffatt
Summary of select submissions concerning the Proposed Regulations in Victoria: Body             Summary of selected elements of submissions: Australian Association of Psychologists Inc •  Definitions in the Proposed Regulations should be aligned with definitions accepted by the Human Rights Commission and industry bodies. [read post]
1 Jun 2022, 8:31 am by Silver Law Group
Under FINRA’s securities industry regulations, arbitration awards must be paid within 30 days of the date that the award was granted. [read post]
26 May 2022, 8:58 am by Zak Gowen
In the United States, where no such standard currently exists, the payments industry is at odds over whether the country should adopt a standard already implemented elsewhere, even if it is a modified version, or develop a standard specific to the U.S. [read post]
2 May 2022, 2:10 pm by Silver Law Group
According to FINRA Disciplinary actions for April 2022, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS   Mamdoh Abas   Cetera Advisor Networks LLC   ProEquities, Inc. [read post]
27 Apr 2022, 12:56 pm by Silver Law Group
Under FINRA’s securities industry regulations, arbitration awards must be paid within 30 days of the date that the award was granted. [read post]
Background The employer in this case was a global heavy industrial steel manufacturing company. [read post]
8 Apr 2022, 7:17 am by The Petrie-Flom Center Staff
Zhu is the former CEO of a Silicon Valley marketing startup called Iterable Inc. [read post]
28 Mar 2022, 12:50 am by Kristi L. Wolff and Jaclyn M. Metzinger
This decision stands in contrast to FTC’s Dietary Supplements: An Advertising Guide for Industry, which explains that product names can convey claims. [read post]
16 Mar 2022, 11:36 am by Eric Goldman
Collectively, the opinions almost certainly doom Amazon’s marketplace unless it can get relief on appeal or from the legislature (which isn’t as crazy as it sounds, because Amazon previously backed industry-changing legislation after Bolger). [read post]
11 Mar 2022, 10:05 am by The White Law Group
FINRA Fines Deutsche Bank Securities, Inc. $2 Million For Best Execution Violations  The Financial Industry Regulatory Authority (FINRA) announced that it has fined Deutsche Bank Securities, Inc. $2 million for failing to comply with its obligation to seek “best execution” for its customers’ orders, according to a press release on March 8. [read post]