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22 Feb 2021, 8:38 am by Joelle Hinds, CFP®, CDFA®
  Morgan Stanley Wealth Management recommends that investors independently evaluate particular investments and strategies and encourages investors to seek the advice of a Financial Advisor. [read post]
19 Feb 2021, 5:43 am
Robles, Jr., Morgan Lewis & Bockius LLP, on Thursday, February 18, 2021 Tags: Beneficial owners, Corporate forms, Corporate Transparency Act, Disclosure, Foreign firms, Incorporations, International governance, LLCs, Money laundering, Ownership, Securities regulation, Transparency Executive Compensation in the Context of the COVID-19 Pandemic Posted by Julian Hamud, Glass, Lewis & Co., on Thursday, February… [read post]
18 Feb 2021, 10:55 am by Victoria Gallegos
  Lester Munson shared an episode of Fault Lines, in which Morgan Vina, former Chief of Staff to Amb. [read post]
11 Feb 2021, 2:54 am by Sherin and Lodgen
Morgan Asset Management, on breaking ground on a new nine-story, 165,600-square-foot life sciences lab and office building at Arsenal Yards. [read post]
8 Feb 2021, 10:35 am by Alan Rosca
On May 1, 2018, the federal court in Jackson, Mississippi ordered an asset freeze of Madison Timber Properties. [read post]
8 Feb 2021, 10:35 am by Alan Rosca
On May 1, 2018, the federal court in Jackson, Mississippi ordered an asset freeze of Madison Timber Properties. [read post]
29 Jan 2021, 6:01 am
Jeffrey Boujoukos, Susan Resley, and Laurie Cerveny Morgan Lewis & Bockius LLP, on Thursday, January 28, 2021 Tags: COVID-19, Cybersecurity, Insider trading, Repurchases, Rule 10b-5-1, SEC, SEC enforcement, Securities enforcement, Securities regulation, Whistleblowers Gaming the System: Three “Red Flags” of Potential 10b5-1 Abuse Posted by David F. [read post]
8 Jan 2021, 5:52 am
Fesenmyer, King & Spalding LLP, on Monday, January 4, 2021 Tags: Asset management, BlackRock, Boards of Directors, ESG, Index funds, Institutional Investors, Shareholder proposals, Shareholder voting, Stakeholders, Stewardship Up or Out: Resetting Norms for Peer Reviewed Publishing in the Social Sciences Posted by Campbell R. [read post]
4 Jan 2021, 5:58 am
Given BlackRock’s position as the world’s largest asset manager, with nearly $8 trillion in assets under management, companies are prepared for this typical release of information. [read post]
4 Dec 2020, 1:23 pm by Silver Law Group
  Joseph Stone Capital, LLC   Riza Hernandez   Lincoln Financial Securities Corporation   Wells Fargo Advisors, LLC   Donald Padilla   National Securities Corporation   National Asset Management   Jon Sanchez   Independent Financial Group  LLC   Morgan Stanley   Joseph Shimko, Jr. [read post]
  With fiduciary assets of $29.1 trillion, JPMorgan has one of the biggest and complex fiduciary businesses. [read post]
16 Nov 2020, 11:09 am by William Ford, Tia Sewell
Newman, conjunction assessment manager at NASA and Mark B. [read post]
5 Nov 2020, 7:35 am by Kristian Soltes
Assistant governor Michele Bullock says: “With this project we are aiming to explore the implications of a CBDC for efficiency, risk management and innovation in wholesale financial market transactions. [read post]
30 Oct 2020, 6:01 am
Compensation Policies and the COVID-19 Pandemic Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Thursday, October 29, 2020 Tags: Bonuses, COVID-19, Executive Compensation, Incentives, Institutional Investors, Pay for performance, Proxy advisors, Say on pay, Shareholder voting Engaging with Wellington Management Company Posted by Krystal Berrini, PJT Camberview, on Thursday, October 29, 2020 … [read post]
16 Oct 2020, 9:00 am by Kristian Soltes
Stablecoins are tied to a traditional currency or basket of assets, and used for payments or storing value. . . . [read post]
16 Oct 2020, 6:41 am by Hedge Fund Lawyer
 In soliciting investors for the fund, the SEC alleges that the RIA not only misrepresented the fund’s past performance, the amount of assets managed and the owner’s experience as a portfolio manager, but also falsified brokerage records and investor account statements, and sent fake audit opinions to investors and third parties. [read post]
15 Oct 2020, 9:00 am by Kristian Soltes
Stablecoins are tied to a traditional currency or basket of assets, and used for payments or storing value. . . . [read post]
5 Oct 2020, 12:04 pm by Anna Salvatore, Tia Sewell
Morgan and Holger Fabig, deputy director general for multilateral cooperation in the German government. [read post]