Search for: "Mutual Management Company"
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18 Apr 2008, 3:44 am
These are not mutually exclusive and there is bound to be overlap. [read post]
9 Jun 2010, 3:55 am
So, we spent the day working on Safeco and Liberty Mutual Insurance Company discovery and networking with other consumer attorneys who are helping clients with Safeco and Liberty Mutual claims problems. [read post]
23 Feb 2015, 1:06 pm
Following Edward Snowden revelations, it’s an understatement to say that governments were unhappy with their citizens' data being managed solely under US laws. [read post]
9 Apr 2018, 5:00 am
Fund managers use Active Share information to help analyze mutual fund investments, and mutual fund companies provide Active Share to some professional and institutional investors, but generally not to retail investors. [read post]
5 Mar 2008, 2:28 pm
The company has agreed to pay $4.25 million as restitution to five dozen mutual fund companies, as well as a $250,000 fine. [read post]
10 Aug 2010, 2:58 pm
I was recently thinking about this when our firm's Knowledge Manager, Ruck DeMinico, sent a property insurance opinion involving a claim with Liberty Mutual to our firm's attorneys. [read post]
17 Oct 2007, 2:11 am
However, a number of major fund companies have only admitted to closely monitoring open-end managed-payout funds. [read post]
11 May 2009, 12:42 pm
EVALUATING WHEN FEES VIOLATE THE INVESTMENT COMPANY ACT Section 36(b) of the Investment Company Act Section 36(b) of the Investment Company Act governs the compensation or payments made to investment advisers of registered investment companies and imposes a fiduciary duty on those advisers in connection with their receipt of fees from the funds they manage. 15 U.S.C. [read post]
26 Jun 2015, 9:09 am
Asset management companies, including mutual funds, own 24.7%. [read post]
28 May 2008, 12:46 pm
Stulz showing that hedge fund compensation regularly exceeds mutual fund fees. [read post]
19 Aug 2020, 8:00 am
In addition, steps should be taken to ensure that communications are mutually understood. [read post]
13 Jun 2011, 11:05 am
("JCG") and Janus Capital Management LLC ("JCM"). [read post]
18 Aug 2011, 7:49 am
The Missouri Employers Mutual Insurance Company (MEM) was founded in 1993 by state law. [read post]
Derivative Use by Investment Companies Will be Harder to Oversee in Coming Years, Warns SEC Official
10 May 2011, 10:38 pm
She made her statements before the Mutual Fund Directors Forum in Washington on April 28 but noted that the views she was expressing are her own. [read post]
10 Mar 2016, 10:13 am
Kelly has been named Co-Chief of the Enforcement Division’s Asset Management Unit, which focuses on misconduct by investment advisers, investment companies, and private funds. [read post]
18 Oct 2012, 4:58 am
Until March 2011, ING had managed the retirement plans’ assets pursuant to various group contracts. [read post]
11 Jun 2007, 6:42 pm
Shareholders of mutual funds Janus Capital Group may not pursue a class action claim that the company violated federal securities laws by permitting hedge funds to engage in market timing with the shares of mutual funds operated by Janus, the U.S. [read post]
20 Jun 2012, 7:43 am
Just start by initiating a conversation with your colleagues in which a manager and her subordinates identify places where they have high freedom, low freedom and then figure out what level of accountability is mutually acceptable. [read post]
13 Sep 2019, 3:52 am
The SFC and the FCA are parties to an MoU concerning Mutual Recognition of Covered Funds and Covered Management Companies and related Cooperation dated 8 October 2018 which sets out their respective roles and responsibilities for enhancing cooperation in relation to: (i) collective investment schemes domiciled in either Hong Kong or the UK and offered to the public in the UK and/or Hong Kong on a cross-border basis; and (ii) management companies of… [read post]
2 Dec 2011, 2:05 pm
The targets are former traders at hedge funds Diamondback Capital management LLC and Level Global Investors LP, and an analyst at mutual fund company Neuberger Berman Group LLC. [read post]
